UNITED STATES
v.
MONTOYA DE HERNANDEZ,
473 U.S. 531 (1985)
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR
THE NINTH CIRCUIT
No. 84-755.
Argued April 24, 1985
Decided July 1, 1985
Upon
her arrival at Los Angeles International Airport on a flight from Bogota,
Colombia, respondent was detained by customs officials when, after examination
of her passport and the contents of her valise and questioning by the
officials, she was suspected of being a "balloon swallower," i. e.,
one who attempts to smuggle narcotics into this country hidden in her
alimentary canal. She was detained incommunicado for almost 16 hours before the
officials sought a court order authorizing a pregnancy test (she having claimed
to be pregnant), an x ray, and a rectal examination. During those 16 hours she
was given the option of returning to Colombia on the next available flight,
agreeing to an x ray, or remaining in detention until she produced a monitored
bowel movement. She chose the first option, but the officials were unable to
place her on the next flight, and she refused to use the toilet facilities.
Pursuant to the court order, a pregnancy test was conducted at a hospital and
proved negative, and a rectal examination resulted in the obtaining of 88
cocaine-filled balloons that had been smuggled in her alimentary canal.
Subsequently, after a suppression hearing, the District Court admitted the
cocaine in evidence against respondent, and she was convicted of various
federal narcotics offenses. The Court of Appeals reversed, holding that
respondent's detention violated the Fourth Amendment because the customs
officials did not have a "clear indication" of alimentary canal
smuggling at the time respondent was detained.
Held:
The
detention of a traveler at the border, beyond the scope of a routine customs
search and inspection, is justified at its inception if customs agents,
considering all the facts surrounding the traveler and her trip, reasonably
suspect that the traveler is smuggling contraband in her alimentary canal;
here, the facts, and their rational inferences, known to the customs officials
clearly supported a reasonable suspicion that respondent was an alimentary
canal smuggler. Pp. 536-544.
(a)
The Fourth Amendment's emphasis upon reasonableness is not consistent with the
creation of a "clear indication" standard to cover a case such as
this as an intermediate standard between "reasonable suspicion" and
"probable cause." Pp. 537-541.
(b)
The "reasonable suspicion" standard effects a needed balance between
private and public interests when law enforcement officials must [473 U.S. 531,
532] make a limited intrusion on less than probable cause. It thus fits well into
situations involving alimentary canal smuggling at the border: this type of
smuggling gives no external signs, and inspectors will rarely possess probable
cause to arrest or search, yet governmental interests in stopping smuggling at
the border are high. Pp. 541-542.
(c)
Under the circumstances, respondent's detention, while long, uncomfortable, and
humiliating, was not unreasonably long. Alimentary canal smuggling cannot be
detected in the amount of time in which other illegal activity may be investigated
through brief stops. When respondent refused an x ray as an alternative to
simply awaiting her bowel movement, the customs inspectors were left with only
two practical alternatives: detain her for such time as necessary to confirm
their suspicions or turn her loose into the interior of the country carrying
the reasonably suspected contraband drugs. Moreover, both the length of
respondent's detention and its discomfort resulted solely from the method that
she chose to smuggle illicit drugs into this country. And in the presence of an
articulable suspicion of alimentary canal smuggling, the customs officials were
not required by the Fourth Amendment to pass respondent and her cocaine-filled
balloons into the interior. Pp. 542-544.
731
F.2d 1369, reversed.
REHNQUIST,
J., delivered the opinion of the Court, in which BURGER, C. J., and WHITE,
BLACKMUN, POWELL, and O'CONNOR, JJ., joined. STEVENS, J., filed an opinion
concurring in the judgment, post, p. 545. BRENNAN, J., filed a dissenting
opinion, in which MARSHALL, J., joined, post, p. 545.
Deputy
Solicitor General Frey argued the cause for the United States. With him on the
briefs were Solicitor General Lee, Assistant Attorney General Trott, and John
F. De Pue.
Peter
M. Horstman, by appointment of the Court, 469 U.S. 1204, argued the cause for
respondent. With him on the brief was Janet I. Levine.
JUSTICE
REHNQUIST delivered the opinion of the Court.
Respondent
Rosa Elvira Montoya de Hernandez was detained by customs officials upon her
arrival at the Los Angeles Airport on a flight from Bogota, Colombia. She was
found to be smuggling 88 cocaine-filled balloons in her alimentary [473 U.S.
531, 533] canal, and was convicted after a bench trial of various federal narcotics
offenses. A divided panel of the United States Court of Appeals for the Ninth
Circuit reversed her convictions, holding that her detention violated the
Fourth Amendment to the United States Constitution because the customs
inspectors did not have a "clear indication" of alimentary canal
smuggling at the time she was detained. 731 F.2d 1369 (1984). Because of a
conflict in the decisions of the Courts of Appeals on this question and the
importance of its resolution to the enforcement of customs laws, we granted
certiorari. 469 U.S. 1188. We now reverse.
Respondent
arrived at Los Angeles International Airport shortly after midnight, March 5,
1983, on Avianca Flight 080, a direct 10-hour flight from Bogota, Colombia. Her
visa was in order so she was passed through Immigration and proceeded to the
customs desk. At the customs desk she encountered Customs Inspector Talamantes,
who reviewed her documents and noticed from her passport that she had made at
least eight recent trips to either Miami or Los Angeles. Talamantes referred
respondent to a secondary customs desk for further questioning. At this desk
Talamantes and another inspector asked respondent general questions concerning
herself and the purpose of her trip. Respondent revealed that she spoke no English
and had no family or friends in the United States. She explained in Spanish
that she had come to the United States to purchase goods for her husband's
store in Bogota. The customs inspectors recognized Bogota as a "source
city" for narcotics. Respondent possessed $5,000 in cash, mostly $50
bills, but had no billfold. She indicated to the inspectors that she had no
appointments with merchandise vendors, but planned to ride around Los Angeles
in taxicabs visiting retail stores such as J. C. Penney and K-Mart in order to
buy goods for her husband's store with the $5,000.
Respondent
admitted that she had no hotel reservations, but stated that she planned to
stay at a Holiday Inn. Respondent could not recall how her airline ticket was
purchased. [473 U.S. 531, 534] When the inspectors opened respondent's one
small valise they found about four changes of "cold weather"
clothing. Respondent had no shoes other than the high-heeled pair she was
wearing. Although respondent possessed no checks, waybills, credit cards, or
letters of credit, she did produce a Colombian business card and a number of
old receipts, waybills, and fabric swatches displayed in a photo album.
At
this point Talamantes and the other inspector suspected that respondent was a
"balloon swallower," one who attempts to smuggle narcotics into this
country hidden in her alimentary canal. Over the years Inspector Talamantes had
apprehended dozens of alimentary canal smugglers arriving on Avianca Flight
080. See App. 42; United States v. Mendez-Jimenez, 709 F.2d 1300, 1301 (CA9
1983).
The
inspectors requested a female customs inspector to take respondent to a private
area and conduct a patdown and strip search. During the search the female
inspector felt respondent's abdomen area and noticed a firm fullness, as if
respondent were wearing a girdle. The search revealed no contraband, but the
inspector noticed that respondent was wearing two pairs of elastic underpants
with a paper towel lining the crotch area.
When
respondent returned to the customs area and the female inspector reported her
discoveries, the inspector in charge told respondent that he suspected she was
smuggling drugs in her alimentary canal. Respondent agreed to the inspector's
request that she be x-rayed at a hospital but in answer to the inspector's
query stated that she was pregnant. She agreed to a pregnancy test before the x
ray. Respondent withdrew the consent for an x ray when she learned that she
would have to be handcuffed en route to the hospital. The inspector then gave respondent
the option of returning to Colombia on the next available flight, agreeing to
an x ray, or remaining in detention until she produced a monitored bowel
movement that would confirm or rebut the inspectors' [473 U.S. 531, 535]
suspicions. Respondent chose the first option and was placed in a customs
office under observation. She was told that if she went to the toilet she would
have to use a waste-basket in the women's restroom, in order that female
customs inspectors could inspect her stool for balloons or capsules carrying
narcotics. The inspectors refused respondent's request to place a telephone
call.
Respondent
sat in the customs office, under observation, for the remainder of the night.
During the night customs officials attempted to place respondent on a Mexican
airline that was flying to Bogota via Mexico City in the morning. The airline
refused to transport respondent because she lacked a Mexican visa necessary to
land in Mexico City. Respondent was not permitted to leave, and was informed that
she would be detained until she agreed to an x ray or her bowels moved. She
remained detained in the customs office under observation, for most of the time
curled up in a chair leaning to one side. She refused all offers of food and
drink, and refused to use the toilet facilities. The Court of Appeals noted
that she exhibited symptoms of discomfort consistent with "heroic efforts
to resist the usual calls of nature." 731 F.2d, at 1371.
At
the shift change at 4:00 o'clock the next afternoon, almost 16 hours after her
flight had landed, respondent still had not defecated or urinated or partaken
of food or drink. At that time customs officials sought a court order
authorizing a pregnancy test, an x ray, and a rectal examination. The Federal
Magistrate issued an order just before midnight that evening, which authorized
a rectal examination and involuntary x ray, provided that the physician in
charge considered respondent's claim of pregnancy. Respondent was taken to a
hospital and given a pregnancy test, which later turned out to be negative.
Before the results of the pregnancy test were known, a physician conducted a
rectal examination and removed from respondent's rectum a balloon containing a
foreign substance. Respondent was then placed [473 U.S. 531, 536] formally
under arrest. By 4:10 a. m. respondent had passed 6 similar balloons; over the
next four days she passed 88 balloons containing a total of 528 grams of 80%
pure cocaine hydrochloride.
After
a suppression hearing the District Court admitted the cocaine in evidence
against respondent. She was convicted of possession of cocaine with intent to
distribute, 21 U.S.C. 841(a)(1), and unlawful importation of cocaine, 21 U.S.C.
952(a), 960(a).
A
divided panel of the United States Court of Appeals for the Ninth Circuit
reversed respondent's convictions. The court noted that customs inspectors had
a "justifiably high level of official skepticism" about respondent's
good motives, but the inspectors decided to let nature take its course rather
than seek an immediate magistrate's warrant for an x ray. 731 F.2d, at 1372.
Such a magistrate's warrant required a "clear indication" or
"plain suggestion" that the traveler was an alimentary canal smuggler
under previous decisions of the Court of Appeals. See United States v.
Quintero-Castro, 705 F.2d 1099 (CA9 1983); United States v. Mendez-Jimenez, 709
F.2d 1300, 1302 (CA9 1983); but cf. South Dakota v. Opperman, 428 U.S. 364,
370, n. 5 (1976). The court applied this required level of suspicion to
respondent's case. The court questioned the "humanity" of the
inspectors' decision to hold respondent until her bowels moved, knowing that
she would suffer "many hours of humiliating discomfort" if she chose
not to submit to the x-ray examination. The court concluded that under a
"clear indication" standard "the evidence available to the
customs officers when they decided to hold [respondent] for continued
observation was insufficient to support the 16-hour detention." 731 F.2d,
at 1373.
The
Government contends that the customs inspectors reasonably suspected that
respondent was an alimentary canal smuggler, and this suspicion was sufficient
to justify the detention. In support of the judgment below respondent [473 U.S.
531, 537] argues, inter alia, that reasonable suspicion would not support
respondent's detention, and in any event the inspectors did not reasonably
suspect that respondent was carrying narcotics internally.
The
Fourth Amendment commands that searches and seizures be reasonable. What is
reasonable depends upon all of the circumstances surrounding the search or
seizure and the nature of the search or seizure itself. New Jersey v. T. L. O.,
469 U.S. 325, 337-342 (1985). The permissibility of a particular law
enforcement practice is judged by "balancing its intrusion on the
individual's Fourth Amendment interests against its promotion of legitimate
governmental interests." United States v. Villamonte-Marquez, 462 U.S.
579, 588 (1983); Delaware v. Prouse, 440 U.S. 648, 654 (1979); Camara v.
Municipal Court, 387 U.S. 523 (1967).
Here
the seizure of respondent took place at the international border. Since the
founding of our Republic, Congress has granted the Executive plenary authority
to conduct routine searches and seizures at the border, without probable cause
or a warrant, in order to regulate the collection of duties and to prevent the
introduction of contraband into this country. See United States v. Ramsey, 431
U.S. 606, 616-617 (1977), citing Act of July 31, 1789, ch. 5, 1 Stat. 29. This
Court has long recognized Congress' power to police entrants at the border. See
Boyd v. United States, 116 U.S. 616, 623 (1886). As we stated recently:
"`Import
restrictions and searches of persons or packages at the national border rest on
different considerations and different rules of constitutional law from
domestic regulations. The Constitution gives Congress broad comprehensive
powers "[t]o regulate Commerce with foreign Nations," Art. I, 8, cl.
3. Historically such broad powers have been necessary to prevent smuggling and
to prevent prohibited articles from [473 U.S. 531, 538] entry.'" Ramsey,
supra, at 618-619, quoting United States v. 12 200-Ft. Reels of Film, 413 U.S.
123, 125 (1973).
Consistently,
therefore, with Congress' power to protect the Nation by stopping and examining
persons entering this country, the Fourth Amendment's balance of reasonableness
is qualitatively different at the international border than in the interior.
Routine searches of the persons and effects of entrants are not subject to any
requirement of reasonable suspicion, probable cause, or warrant,1 and
first-class mail may be opened without a warrant on less than probable cause,
Ramsey, supra. Automotive travelers may be stopped at fixed checkpoints near
the border without individualized suspicion even if the stop is based largely
on ethnicity, United States v. Martinez-Fuerte, 428 U.S. 543, 562-563 (1976),
and boats on inland waters with ready access to the sea may be hailed and
boarded with no suspicion whatever. United States v. Villamonte-Marquez, supra.
These
cases reflect longstanding concern for the protection of the integrity of the
border. This concern is, if anything, heightened by the veritable national
crisis in law enforcement caused by smuggling of illicit narcotics, see United
States v. Mendenhall, 446 U.S. 544, 561 (1980) (POWELL, J., concurring), and in
particular by the increasing utilization of alimentary canal smuggling. This
desperate practice appears to be a relatively recent addition to the smugglers'
repertoire of deceptive practices, and it also appears to be exceedingly
difficult [473 U.S. 531, 539] to detect.2 Congress had recognized these difficulties.
Title 19 U.S.C. 1582 provides that "all persons coming into the United
States from foreign countries shall be liable to detention and search
authorized . . . [by customs regulations]." Customs agents may "stop,
search, and examine" any "vehicle, beast or person" upon which
an officer suspects there is contraband or "merchandise which is subject
to duty." 482; see also 1467, 1481; 19 CFR 162.6, 162.7 (1984).
Balanced
against the sovereign's interests at the border are the Fourth Amendment rights
of respondent. Having presented herself at the border for admission, and having
subjected herself to the criminal enforcement powers of the Federal Government,
19 U.S.C. 482, respondent was entitled to be free from unreasonable search and
seizure. But not only is the expectation of privacy less at the border than in
the interior, see e. g., Carroll v. United States, 267 U.S. 132, [473 U.S. 531,
540] 154 (1925); cf. Florida v. Royer, 460 U.S. 491, 515 (1983) (BLACKMUN, J.,
dissenting), the Fourth Amendment balance between the interests of the
Government and the privacy right of the individual is also struck much more
favorably to the Government at the border. Supra, at 538.
We
have not previously decided what level of suspicion would justify a seizure of
an incoming traveler for purposes other than a routine border search. Cf.
Ramsey, 431 U.S., at 618, n. 13. The Court of Appeals held that the initial
detention of respondent was permissible only if the inspectors possessed a
"clear indication" of alimentary canal smuggling. 731 F.2d, at 1372,
citing United States v. Quintero-Castro, 705 F.2d 1099 (CA9 1983); cf. United
States v. Mendez-Jimenez, 709 F.2d 1300 (CA9 1983). This "clear
indication" language comes from our opinion in Schmerber v. California, 384
U.S. 757 (1966), but we think that the Court of Appeals misapprehended the
significance of that phrase in the context in which it was used in Schmerber.3
The Court of Appeals viewed "clear indication" as an intermediate
standard between "reasonable suspicion" and "probable
cause." See Mendez-Jimenez, supra, at 1302. But we think that the words in
Schmerber were used to indicate the necessity for particularized suspicion that
the evidence sought might be found within the body of the individual, rather
than as enunciating still a third Fourth Amendment threshold between
"reasonable suspicion" and "probable cause."
No
other court, including this one, has ever adopted Schmerber's "clear
indication" language as a Fourth Amendment standard. See, e. g., Winston
v. Lee, 470 U.S. 753, [473 U.S. 531, 541] 759-763 (1985) (surgical removal of
bullet for evidence). Indeed, another Court of Appeals, faced with facts almost
identical to this case, has adopted a less strict standard based upon
reasonable suspicion. See United States v. Mosquera-Ramirez, 729 F.2d 1352,
1355 (CA11 1984). We do not think that the Fourth Amendment's emphasis upon
reasonableness is consistent with the creation of a third verbal standard in
addition to "reasonable suspicion" and "probable cause"; we
are dealing with a constitutional requirement of reasonableness, not mens rea,
see United States v. Bailey, 444 U.S. 394, 403-406 (1980), and subtle verbal
gradations may obscure rather than elucidate the meaning of the provision in
question.
We
hold that the detention of a traveler at the border, beyond the scope of a
routine customs search and inspection, is justified at its inception if customs
agents, considering all the facts surrounding the traveler and her trip,
reasonably suspect that the traveler is smuggling contraband in her alimentary
canal.4
The
"reasonable suspicion" standard has been applied in a number of
contexts and effects a needed balance between private and public interests when
law enforcement officials must make a limited intrusion on less than probable
cause. It thus fits well into the situations involving alimentary canal
smuggling at the border: this type of smuggling gives no external signs and
inspectors will rarely possess probable cause to arrest or search, yet
governmental interests in stopping smuggling at the border are high indeed.
Under this standard officials at the border must have a "particularized
and objective basis for suspecting the particular person" of alimentary
[473 U.S. 531, 542] canal smuggling. United States v. Cortez, 449 U.S. 411, 417
(1981); id., at 418, citing Terry v. Ohio, 392 U.S. 1, 21, n. 18 (1968).
The
facts, and their rational inferences, known to customs inspectors in this case
clearly supported a reasonable suspicion that respondent was an alimentary canal
smuggler. We need not belabor the facts, including respondent's implausible
story, that supported this suspicion, see supra, at 533-536. The trained
customs inspectors had encountered many alimentary canal smugglers and
certainly had more than an "inchoate and unparticularized suspicion or
`hunch,'" Terry, supra, at 27, that respondent was smuggling narcotics in
her alimentary canal. The inspectors' suspicion was a "`common-sense
conclusio[n] about human behavior' upon which `practical people,' - including
government officials, are entitled to rely." T. L. O., 469 U.S., at 346,
citing United States v. Cortez, supra.
The
final issue in this case is whether the detention of respondent was reasonably
related in scope to the circumstances which justified it initially. In this
regard we have cautioned that courts should not indulge in "unrealistic
second-guessing," United States v. Sharpe, 470 U.S. 675, 686 (1985), and
we have noted that "creative judge[s], engaged in post hoc evaluations of police
conduct can almost always imagine some alternative means by which the
objectives of the police might have been accomplished." Id., at 686-687.
But "[t]he fact that the protection of the public might, in the abstract,
have been accomplished by `less intrusive' means does not, in itself, render
the search unreasonable." Id., at 687, citing Cady v. Dombrowski, 413 U.S.
433, 447 (1973). Authorities must be allowed "to graduate their response
to the demands of any particular situation." United States v. Place, 462
U.S. 696, 709, n. 10 (1983). Here, respondent was detained incommunicado for
almost 16 hours before inspectors sought a warrant; the warrant then took a
number of hours to procure, through no apparent fault [473 U.S. 531, 543] of
the inspectors. This length of time undoubtedly exceeds any other detention we
have approved under reasonable suspicion. But we have also consistently
rejected hard-and-fast time limits, Sharpe, supra; Place, supra, at 709, n. 10.
Instead, "common sense and ordinary human experience must govern over
rigid criteria." Sharpe, supra, at 685.
The
rudimentary knowledge of the human body which judges possess in common with the
rest of humankind tells us that alimentary canal smuggling cannot be detected
in the amount of time in which other illegal activity may be investigated
through brief Terry-type stops. It presents few, if any external signs; a quick
frisk will not do, nor will even a strip search. In the case of respondent the
inspectors had available, as an alternative to simply awaiting her bowel
movement, an x ray. They offered her the alternative of submitting herself to
that procedure. But when she refused that alternative, the customs inspectors
were left with only two practical alternatives: detain her for such time as
necessary to confirm their suspicions, a detention which would last much longer
than the typical Terry stop, or turn her loose into the interior carrying the
reasonably suspected contraband drugs.
The
inspectors in this case followed this former procedure. They no doubt expected
that respondent, having recently disembarked from a 10-hour direct flight with
a full and stiff abdomen, would produce a bowel movement without extended
delay. But her visible efforts to resist the call of nature, which the court
below labeled "heroic," disappointed this expectation and in turn
caused her humiliation and discomfort. Our prior cases have refused to charge
police with delays in investigatory detention attributable to the suspect's
evasive actions, see Sharpe, 470 U.S., at 687-688; id., at 697 (MARSHALL, J.,
concurring in judgment), and that principle applies here as well. Respondent
alone was responsible for much of the duration and discomfort of the seizure.
[473 U.S. 531, 544]
Under
these circumstances, we conclude that the detention in this case was not
unreasonably long. It occurred at the international border, where the Fourth
Amendment balance of interests leans heavily to the Government. At the border,
customs officials have more than merely an investigative law enforcement role.
They are also charged, along with immigration officials, with protecting this
Nation from entrants who may bring anything harmful into this country, whether
that be communicable diseases, narcotics, or explosives. See 8 U.S.C.
1182(a)(23), 1182(a)(6), 1222; 19 CFR 162.4-162.7 (1984). See also 19 U.S.C.
482; 8 U.S.C. 1103(a). In this regard the detention of a suspected alimentary
canal smuggler at the border is analogous to the detention of a suspected
tuberculosis carrier at the border: both are detained until their bodily
processes dispel the suspicion that they will introduce a harmful agent into
this country. Cf. 8 U.S.C. 1222; 42 CFR pt. 34 (1984); 19 U.S.C. 482, 1582.
Respondent's
detention was long, uncomfortable, indeed, humiliating; but both its length and
its discomfort resulted solely from the method by which she chose to smuggle
illicit drugs into this country. In Adams v. Williams, 407 U.S. 143 (1972),
another Terry-stop case, we said that "[t]he Fourth Amendment does not
require a policeman who lacks the precise level of information necessary for
probable cause to arrest to simply shrug his shoulders and allow a crime to
occur or a criminal to escape." Id., at 145. Here, by analogy, in the
presence of articulable suspicion of smuggling in her alimentary canal, the
customs officers were not required by the Fourth Amendment to pass respondent
and her 88 cocaine-filled balloons into the interior. Her detention for the
period of time necessary to either verify or dispel the suspicion was not unreasonable.
The judgment of the Court of Appeals is therefore
Reversed.
Footnotes
[Footnote
1] See United States v. Ramsey, 431 U.S., at 616-619; Almeida-Sanchez v. United
States, 413 U.S. 266, 272-273 (1973); id., at 288 (WHITE, J., dissenting). As
the Court stated in Carroll v. United States, 267 U.S. 132, 154 (1925):
"Travellers may be so stopped in crossing an international boundary
because of national self protection reasonably requiring one entering the
country to identify himself as entitled to come in and his belongings as
effects which may be lawfully brought in."
[Footnote
2] See United States v. DeMontoya, 729 F.2d 1369 (CA11 1984) (required surgery;
swallowed 100 cocaine-filled condoms); United States v. Pino, 729 F.2d 1357
(CA11 1984) (required surgery; 120 cocaine-filled pellets); United States v.
Mejia, 720 F.2d 1378 (CA5 1983) (75 balloons); United States v. Couch, 688 F.2d
599, 605 (CA9 1982) (36 capsules); United States v. Quintero-Castro, 705 F.2d
1099 (CA9 1983) (120 balloons); United States v. Saldarriaga-Marin, 734 F.2d
1425 (CA11 1984); United States v. Vega-Barvo, 729 F.2d 1341 (CA11 1984) (135
condoms); United States v. Mendez-Jimenez, 709 F.2d 1300 (CA9 1983) (102
balloons); United States v. Mosquera-Ramirez, 729 F.2d 1352 (CA11 1984) (95
condoms); United States v. Castrillon, 716 F.2d 1279 (CA9 1983) (83 balloons);
United States v. Castaneda-Castaneda, 729 F.2d 1360 (CA11 1984) (2 smugglers;
201 balloons); United States v. Caicedo-Guarnizo, 723 F.2d 1420 (CA9 1984) (85
balloons); United States v. Henao-Castano, 729 F.2d 1364 (CA11 1984) (85
condoms); United States v. Ek, 676 F.2d 379 (CA9 1982) (30 capsules); United
States v. Padilla, 729 F.2d 1367 (CA11 1984) (115 condoms); United States v.
Gomez-Diaz, 712 F.2d 949 (CA5 1983) (69 balloons); United States v. D'Allerman,
712 F.2d 100 (CA5 1983) (80 balloons); United States v. Contento-Pachon, 723
F.2d 691 (CA9 1984) (129 balloons).
[Footnote
3] In that case we stated: "The interests in human dignity and privacy
which the Fourth Amendment protects forbid any such intrusion [beyond the
body's surface] on the mere chance that desired evidence might be obtained. In
the absence of a clear indication that in fact such evidence will be found,
these fundamental human interests require law officers to suffer the risk that
such evidence may disappear unless there is an immediate search." 384
U.S., at 769-770.
[Footnote
4] It is also important to note what we do not hold. Because the issues are not
presented today we suggest no view on what level of suspicion, if any, is
required for nonroutine border searches such as strip, body-cavity, or
involuntary x-ray searches. Both parties would have us decide the issue of whether
aliens possess lesser Fourth Amendment rights at the border; that question was
not raised in either court below and we do not consider it today. [473 U.S.
531, 545]
JUSTICE
STEVENS, concurring in the judgment.
If
a seizure and a search of the person of the kind disclosed by this record may
be made on the basis of reasonable suspicion, we must assume that a significant
number of innocent persons will be required to undergo similar procedures. The
rule announced in this case cannot, therefore, be supported on the ground that
respondent's prolonged and humiliating detention "resulted solely from the
method by which she chose to smuggle illicit drugs into this country."
Ante, at 544.
The
prolonged detention of respondent was, however, justified by a different choice
that respondent made; she withdrew her consent to an x-ray examination that
would have easily determined whether the reasonable suspicion that she was
concealing contraband was justified. I believe that customs agents may require
that a nonpregnant person reasonably suspected of this kind of smuggling submit
to an x-ray examination as an incident to a border search. I therefore concur
in the judgment.
JUSTICE
BRENNAN, with whom JUSTICE MARSHALL joins, dissenting.
We
confront a "disgusting and saddening episode" at our Nation's
border.1 Shortly after midnight on March 5, 1983, the respondent Rosa Elvira
Montoya de Hernandez was detained by customs officers because she fit the
profile of an "alimentary canal smuggler."2 This profile did not of
course give the officers probable cause to believe that De Hernandez [473 U.S.
531, 546] was smuggling drugs into the country, but at most a "reasonable
suspicion" that she might be engaged in such an attempt. After a thorough
strip search failed to uncover any contraband, De Hernandez agreed to go to a
local hospital for an abdominal x ray to resolve the matter. When the officers
approached with handcuffs at the ready to lead her away, however, "she
crossed her arms by her chest and began stepping backwards shaking her head
negatively," protesting: "You are not going to put those on me. That
is an insult to my character."3
Stymied
in their efforts, the officers decided on an alternative course: they would
simply lock De Hernandez away in an adjacent manifest room "until her
peristaltic functions produced a monitored bowel movement."4 The officers
explained to De Hernandez that she could not leave until she had excreted by
squatting over a wastebasket pursuant to the watchful eyes of two attending matrons.
De Hernandez responded: "I will not submit to your degradation and I'd
rather die."5 She was locked away with the matrons.
De
Hernandez remained locked up in the room for almost 24 hours. Three shifts of
matrons came and went during this time. The room had no bed or couch on which
she could lie, but only hard chairs and a table. The matrons told her that if
she wished to sleep she could lie down on the hard, uncarpeted floor. De
Hernandez instead "sat in her chair clutching her purse,"
"occasionally putting her head down on the table to nap."6 Most of
the time she simply wept and pleaded "to go home."7 She repeatedly
begged for permission "to call my husband and tell him what you are doing
to [473 U.S. 531, 547] me."8 Permission was denied. Sobbing, she insisted
that she had to "make a phone call home so that she could talk to her
children and to let them know that everything was all right."9 Permission
again was denied. In fact, the matrons considered it highly "unusual"
that "each time someone entered the search room, she would take out two
small pictures of her children and show them to the person."10 De
Hernandez also demanded that her attorney be contacted.11 Once again,
permission was denied. As far as the outside world knew, Rosa de Hernandez had
simply vanished. And although she already had been stripped and searched and
probed, the customs officers decided about halfway through her ordeal to repeat
that process - "to ensure the safety of the surveilling officers. The
result was again negative."12
After
almost 24 hours had passed, someone finally had the presence of mind to consult
a Magistrate and to obtain a court order for an x ray and a body-cavity
search.13 De [473 U.S. 531, 548] Hernandez, "very agitated," was
handcuffed and led away to the hospital.14 A rectal examination disclosed the
presence of a cocaine-filled balloon. At approximately 3:15 on the morning of
March 6, almost 27 hours after her initial detention, De Hernandez was formally
placed under arrest and advised of her Miranda rights. Over the course of the
next four days she excreted a total of 88 balloons.
"[T]hat
the [respondent] so degraded herself as to offend the sensibilities of any
decent citizen is not questioned."15 That is not the issue we face. For
"[i]t is a fair summary of history to say that the safeguards of liberty
have frequently been forged in controversies involving not very nice
people." United States v. Rabinowitz, 339 U.S. 56, 69 (1950) (Frankfurter,
J., dissenting). The standards we fashion to govern the ferreting out of the
guilty apply equally to the detention of the innocent, and "may be
exercised by the most unfit and ruthless officers as well as by the fit and
responsible." Brinegar v. United States, 338 U.S. 160, 182 (1949)
(Jackson, J., dissenting).16 Nor is the issue whether there is a
"veritable [473 U.S. 531, 549] national crisis in law enforcement caused
by smuggling of illicit narcotics." Ante, at 538. There is, and
"[s]tern enforcement of the criminal law is the hallmark of a healthy and
self-confident society." Davis v. United States, 328 U.S. 582, 615 (1946)
(Frankfurter, J., dissenting). "But in our democracy such enforcement
presupposes a moral atmosphere and a reliance upon intelligence whereby the
effective administration of justice can be achieved with due regard for those
civilized standards in the use of the criminal law which are formulated in our
Bill of Rights." Ibid.
The
issue, instead, is simply this: Does the Fourth Amendment permit an
international traveler, citizen or alien, to be subjected to the sort of
treatment that occurred in this case without the sanction of a judicial officer
and based on nothing more than the "reasonable suspicion" of
low-ranking investigative officers that something might be amiss? The Court
today concludes that the Fourth Amendment grants such sweeping and unmonitored
authority to customs officials. It reasons that "[t]he permissibility of a
particular law enforcement practice is judged by `balancing its intrusion on
the individual's Fourth Amendment interests against its promotion of legitimate
governmental interests.'" Ante, at 537. The Court goes on to assert that
the "balance of reasonableness is qualitatively different at the
international border," and that searches and seizures in these circumstances
may therefore be conducted without probable cause or a warrant. Ante, at 538.
Thus a traveler at the Nation's border may be detained for criminal
investigation merely if the authorities "reasonably suspect that the
traveler is smuggling contraband." Ante, at 541. There are no
"hard-and-fast time limits" for [473 U.S. 531, 550] such
investigative detentions, because "`common sense and ordinary human
experience must govern over rigid criteria.'" Ante, at 543. Applying this
"reasonableness" test to the instant case, the Court concludes that
the "[r]espondent alone was responsible for much of the duration and
discomfort of the seizure." Ibid.
JUSTICE
STEVENS takes a somewhat different tack. Apparently convinced that the health
effects of x-irradiation on human beings stand established as so minimal as to
be little cause for concern, he believes that low-ranking customs officials on
their own initiative may require nonpregnant international travelers to submit
to warrantless x rays on nothing more than suspicion if such travelers wish to
avoid indeterminate warrantless detentions. Because De Hernandez withdrew her
consent to proceed in handcuffs to such an examination, "[t]he prolonged
detention of respondent was . . . justified." Ante, at 545 (concurring in
judgment).
I
dissent. Indefinite involuntary incommunicado detentions "for
investigation" are the hallmark of a police state, not a free society.
See, e. g., Dunaway v. New York, 442 U.S. 200 (1979); Brown v. Illinois, 422
U.S. 590 (1975); Davis v. Mississippi, 394 U.S. 721 (1969). In my opinion,
Government officials may no more confine a person at the border under such
circumstances for purposes of criminal investigation than they may within the
interior of the country. The nature and duration of the detention here may well
have been tolerable for spoiled meat or diseased animals, but not for human
beings held on simple suspicion of criminal activity. I believe such indefinite
detentions can be "reasonable" under the Fourth Amendment only with
the approval of a magistrate. I also believe that such approval can be given
only upon a showing of probable cause. Finally, I believe that the warrant and
probable-cause safeguards equally govern JUSTICE STEVENS' proffered alternative
of exposure to x-irradiation for criminal-investigative purposes. [473 U.S.
531, 551]
I
Travelers
at the national border are routinely subjected to questioning, patdowns, and
thorough searches of their belongings. These measures, which involve relatively
limited invasions of privacy and which typically are conducted on all incoming
travelers, do not violate the Fourth Amendment given the interests of
"national self protection reasonably requiring one entering the country to
identify himself as entitled to come in, and his belongings as effects which may
be lawfully brought in." Carroll v. United States, 267 U.S. 132, 154
(1925).17 Individual travelers also may be singled out on "reasonable
suspicion" and briefly held for further investigation. Cf. Terry v. Ohio,
392 U.S. 1 (1968).18 At some point, however, further investigation involves
such severe intrusions on the values the Fourth Amendment protects that more
stringent safeguards are required. For example, the length and nature of a
detention may, at least when conducted for criminal-investigative purposes,
ripen into something approximating a full-scale custodial arrest - indeed, the
arrestee, unlike the detainee in cases such as this, is at least given such
basic rights as a telephone call, Miranda warnings, a bed, a prompt hearing
before the nearest federal magistrate, an appointed attorney, and consideration
of bail. In addition, border detentions may involve the use of such highly
intrusive investigative techniques as body-cavity searches, x-ray searches, and
stomach pumping.19 [473 U.S. 531, 552]
I
believe that detentions and searches falling into these more intrusive
categories are presumptively "reasonable" within the meaning of the
Fourth Amendment only if authorized by a judicial officer. "Though the
Fourth Amendment speaks broadly of `unreasonable searches and seizures,' the
definition of `reasonableness' turns, at least in part, on the more specific
commands of the warrant clause." United States v. United States District
Court, 407 U.S. 297, 315 (1972).
"The
point of the Fourth Amendment, which often is not grasped by zealous officers,
is not that it denies law enforcement the support of the usual inferences which
reasonable men draw from evidence. Its protection consists in requiring that
those inferences be drawn by a neutral and detached magistrate instead of being
judged by the officer engaged in the often competitive enterprise of ferreting
out crime. . . . When the right of privacy must reasonably yield to the right
of search is, as a rule, to be decided by a judicial officer, not by a
policeman or government enforcement agent." Johnson v. United States, 333
U.S. 10, 13-14 (1948).
Accordingly,
the Court repeatedly has emphasized that the Fourth Amendment's Warrant Clause
is not mere "dead language" or a bothersome "inconvenience to be
somehow `weighed' against the claims of police efficiency. It is, or should be,
an important working part of our machinery of government, operating as a matter
of course to check the `well-intentioned but mistakenly overzealous executive
officers' who are a part of any system of law enforcement." United States
v. United States District Court, supra, at 315; Coolidge v. New Hampshire, 403
U.S. 443, 473-484 (1971).20 [473 U.S. 531, 553]
We
have, to be sure, held that executive officials need not obtain prior judicial
authorization where exigent circumstances would make such authorization
impractical and counterproductive. In so holding, however, we have reaffirmed
the general rule that "the police must, whenever practicable, obtain
advance judicial approval of searches and seizures through the warrant
procedure." Terry v. Ohio, supra, at 20. And even where a person has
permissibly been taken into custody without a warrant, we have held that a
prompt probable-cause determination by a detached magistrate is a constitutional
"prerequisite to extended restraint of liberty following arrest."
Gerstein v. Pugh, 420 U.S. 103, 114 (1975).21 Cf. Mallory v. United States, 354
U.S. 449, 451-452 (1957); McNabb v. United States, 318 U.S. 332, 342 (1943); 18
U.S.C. 3501(c); Fed. Rule Crim. Proc. 5. [473 U.S. 531, 554]
There
is no persuasive reason not to apply these principles to lengthy and intrusive
criminal-investigative detentions occurring at the Nation's border. To be sure,
the Court today invokes precedent stating that neither probable cause nor a
warrant ever have been required for border searches. See ante, at 537, citing
United States v. Ramsey, 431 U.S. 606 (1977). If this is the law as a general
matter, I believe it is time that we reexamine its foundations.22 For while the
power of Congress to authorize wide-ranging detentions and searches for
purposes of immigration and customs control is unquestioned, the Court
previously has emphasized that far different considerations apply when
detentions and searches are carried out for purposes of investigating suspected
criminal activity. See Wong Wing v. United States, 163 U.S. 228, 231, 235-236,
238 (1896); see also Abel v. United States, 362 U.S. 217, 250 (1960) (BRENNAN,
J., dissenting). And even if the Court is correct that such detentions for
purposes of criminal investigation were viewed as acceptable a century or two
ago, see ante, at 537, we repeatedly have stressed that "this Court has
not simply frozen into constitutional law those law enforcement practices that
existed at the time of the Fourth Amendment's passage." Payton v. New
York, 445 U.S. 573, 591, n. 33 (1980); see also Tennessee v. Garner, 471 U.S.
1, 13 (1985).
The
Government contends, however, that because investigative detentions of the sort
that occurred in this case need not be supported by probable cause, no warrant
is required, given the phraseology of the Fourth Amendment's Warrant [473 U.S.
531, 555] Clause. See Brief for United States 29, n. 26.23 Even assuming that
border detentions and searches that become lengthy and highly intrusive need
not be supported by probable cause, but see Part II, infra, this reasoning runs
squarely contrary to the Court's administrative-warrant cases. We have
repeatedly held that the Fourth Amendment's purpose of safeguarding "the
privacy and security of individuals against arbitrary invasions by government
officials" is so fundamental as to require, except in "certain
carefully defined classes of cases," a magistrate's prior authorization
even where "[p]robable cause in the criminal law sense is not
required." Camara v. Municipal Court, 387 U.S. 523, 528 (1967); Marshall
v. Barlow's, Inc., 436 U.S. 307, 312, 320 (1978). We have applied this
requirement to fire, health, and housing-code inspections, Camara v. Municipal Court,
supra; See v. Seattle, 387 U.S. 541 (1967), to occupational health and safety
inspections of the workplace, Marshall v. Barlow's Inc., supra, and to arson
investigations, Michigan v. Clifford, 464 U.S. 287 (1984) (plurality opinion);
Michigan v. Tyler, 436 U.S. 499 (1978). See also Almeida-Sanchez v. United
States, 413 U.S. 266, 279-285 (1973) (POWELL, J., concurring) (prior judicial
authorization is required for area-wide roving searches near the border);
United States v. United States District Court, 407 U.S., at 322-324 (prior
judicial authorization of national-security wiretaps).
Something
has gone fundamentally awry in our constitutional jurisprudence when a neutral
and detached magistrate's authorization is required before the authorities may
inspect "the plumbing, heating, ventilation, gas, and electrical [473 U.S.
531, 556] systems" in a person's home,24 investigate the back rooms of his
workplace, or poke through the charred remains of his gutted garage, but not
before they may hold him in indefinite involuntary isolation at the Nation's
border to investigate whether he might be engaged in criminal wrongdoing. No
less than those who conduct administrative searches, those charged with
investigative duties at the border "should not be the sole judges of when
to utilize constitutionally sensitive means in pursuing their tasks,"
because "unreviewed executive discretion may yield too readily to
pressures to obtain incriminating evidence and overlook potential invasions of
privacy." Id., at 317. And unlike administrative searches, which typically
involve "relatively limited invasion[s]" of individual privacy
interests, Camara v. Municipal Court, supra, at 537, many border searches carry
grave potential for "arbitrary and oppressive interference by enforcement
officials with the privacy and personal security of individuals," United
States v. Martinez-Fuerte, 428 U.S. 543, 554 (1976); see also United States v.
Ortiz, 422 U.S. 891, 895 (1975); Almeida-Sanchez v. United States, supra, at
273-275. The conditions of De Hernandez' detention in this case - indefinite
confinement in a squalid back room cut off from the outside world, the absence
of basic amenities that would have been provided to even the vilest of hardened
criminals, repeated strip searches - in many ways surpassed the conditions of a
full custodial arrest. Although the Court previously has declined to require a
warrant for border searches involving "minor interference with privacy
resulting from the mere stop for questioning," United States v. Martinez-Fuerte,
supra, at 565, surely there is no parallel between such "minor"
intrusions and the extreme invasion of personal privacy and dignity that occurs
in detentions and searches such as that before us today. [473 U.S. 531, 557]
Moreover,
the available evidence suggests that the number of highly intrusive border
searches of suspicious-looking but ultimately innocent travelers may be very
high. One physician who at the request of customs officials conducted many
"internal searches" - rectal and vaginal examinations and stomach
pumping - estimated that he had found contraband in only 15 to 20 percent of
the persons he had examined.25 It has similarly been estimated that only 16
percent of women subjected to body-cavity searches at the border were in fact
found to be carrying contraband.26 It is precisely to minimize the risk of
harassing so many innocent people that the Fourth Amendment requires the
intervention of a judicial officer. See, e. g., Coolidge v. New Hampshire, 403
U.S., at 481. And even if the warrant safeguard were somehow a mere
inconvenient nuisance to be "`weighed' against the claims of police
efficiency," ibid., the Government points to no unusual efficiency
concerns suggesting that this safeguard should be overridden in the run of such
intrusive border-search cases. Certainly there were no "exigent
circumstances" supporting the indefinite warrantless detention here, and
the Government's interest in proceeding expeditiously could have been achieved
by obtaining a telephonic [473 U.S. 531, 558] search warrant - a procedure
"ideally suited to the peculiar needs of the customs authorities" and
one that ultimately was used in this case a full day after De Hernandez was
first detained.27
The
Court supports its evasion of the warrant requirement, however, by analogizing
to the Terry line of cases authorizing brief detentions based on reasonable
suspicion. It argues that no "hard-and-fast time limits" can apply in
this context because "alimentary canal smuggling cannot be detected in the
amount of time in which other illegal activity may be investigated through
brief Terry-type stops." Ante, at 543. I have previously set forth my
views on the proper scope and duration of Terry stops,28 and need not repeat
those views in detail today. It is enough for present purposes to note that
today's opinion is the most extraordinary example to date of the Court's
studied effort to employ the Terry decision as a means of converting the Fourth
Amendment into a general "reasonableness" balancing process - a process
"in which the judicial thumb apparently will be planted firmly on the law
enforcement side of the scales." United States v. Sharpe, 470 U.S. 675,
720 (1985) (BRENNAN, J., dissenting). We previously have emphasized that Terry
allows the authorities briefly to detain an individual for investigation and
questioning, but that "any further detention or search must be based on
consent or probable cause." United States v. Brignoni-Ponce, 422 U.S. 873,
882 (1975) (emphasis [473 U.S. 531, 559] added). Allowing such warrantless
detentions under Terry suggests that the authorities might hold a person on
suspicion for "however long it takes" to get him to cooperate, or to
transport him to the station where the "legitimate" state interests
more fully can be pursued, or simply to lock him away while deciding what the
State's "legitimate" interests require. But the Fourth Amendment
flatly prohibits such "wholesale intrusions upon the personal
security" of individuals, and any application of Terry even by analogy to
permit such indefinite detentions "would threaten to swallow" the
basic probable-cause and warrant safeguards. Dunaway v. New York, 442 U.S., at
213; see Davis v. Mississippi, 394 U.S., at 726.29 It is simply staggering that
the Court suggests that Terry would even begin to sanction a 27-hour
criminal-investigative detention, even one occurring at the border.
The
Court argues, however, that the length and "discomfort" of De
Hernandez' detention "resulted solely from the method by which she chose
to smuggle illicit drugs into this country," and it speculates that only
her "`heroic'" efforts prevented the detention from being brief and
to the point. Ante, at 544 (emphasis added). Although we now know that De
Hernandez was indeed guilty of smuggling drugs internally, such post hoc
rationalizations have no place in our Fourth Amendment jurisprudence, which
demands that we "prevent hindsight from coloring the evaluation of the
reasonableness of a search or seizure." United States v. Martinez-Fuerte,
428 U.S., at 565. See also Beck v. Ohio, 379 U.S. 89, 96 (1964). At the time
the authorities simply had, at most, a reasonable suspicion that De Hernandez
[473 U.S. 531, 560] might be engaged in such smuggling. Neither the law of the
land nor the law of nature supports the notion that petty government officials
can require people to excrete on command; indeed, the Court relies elsewhere on
"[t]he rudimentary knowledge of the human body" in sanctioning the
"much longer than . . . typical" duration of detentions such as this.
Ante, at 543. And, with all respect to the Court, it is not "`unrealistic
second-guessing,'" ante, at 542, to predict that an innocent traveler,
locked away in incommunicado detention in unfamiliar surroundings in a foreign
land, might well be so frightened and exhausted as to be unable so to
"cooperate" with the authorities.30
The
Court further appears to believe that such investigative practices are
"reasonable," however, on the premise that a traveler's
"expectation of privacy [is] less at the border than in the
interior." Ante, at 539. This may well be so with respect to routine
border inspections, but I do not imagine that decent and law-abiding
international travelers have yet reached the point where they "expect"
to be thrown into locked rooms and ordered to excrete into wastebaskets, held
incommunicado until they cooperate, or led away in handcuffs to the nearest
hospital for exposure to various medical procedures - all on nothing more than
the "reasonable" suspicions of low-ranking enforcement agents. In
fact, many people from around the world travel to our borders precisely to
escape such unchecked executive investigatory discretion. What a curious first
lesson in American liberty awaits them [473 U.S. 531, 561] on their arrival.
Cf. Olmstead v. United States, 277 U.S. 438, 485 (1928) (Brandeis, J.,
dissenting).31
Finally,
I disagree with JUSTICE STEVENS that De Hernandez' alternative
"choice" of submitting to abdominal x-irradiation at the discretion
of customs officials made this detention "justified." Ante, at 545
(concurring in judgment). Medical x rays are of course a common diagnostic
technique; that is exactly why there is such a sharp debate among the medical
community concerning the cellular and chromosomal effects of routine reliance
on x rays, both from the perspective of individual health (it having been
estimated that a routine medical x ray takes about six days off a person's life
expectancy32) and from the perspective of successive generations. The
"additivity" factor - the cumulative effect of x rays on an
individual's biological and genetic well-being - has been the subject of
particularly disturbing debate.33 [473 U.S. 531, 562]
But
these dangers are not the gravamen of my dispute with JUSTICE STEVENS; the
Court has concluded that medical practices far more immediately intrusive than
this may in carefully limited circumstances be employed as a tool of criminal
investigation. Cf. Winston v. Lee, 470 U.S. 753 (1985). Rather, the crux of my
disagreement is this: We have learned in our lifetimes, time and again, the
inherent dangers that result from coupling unchecked "law
enforcement" discretion with the tools of medical technology. Accordingly,
in this country at least, "[t]he importance of informed, detached and deliberate
[judicial] determinations of the issue whether or not to invade another's body
in search of evidence of guilt is indisputable and great." Schmerber v.
California, 384 U.S. 757, 770 (1966). Because "[s]earch warrants are
ordinarily required for searches of dwellings, . . . absent an emergency, no
less could be required where intrusions into the human body are
concerned." Ibid. (emphasis added). This should be so whether the
intrusion is by incision, by stomach pumping, or by exposure to x-irradiation.
Because no exigent circumstances prevented the authorities from seeking a
magistrate's authorization so to probe De Hernandez' abdominal cavity, the
proffered alternative "choice" of a warrantless x ray was just as
impermissible as the 27-hour detention that actually occurred.
II
I
believe that De Hernandez' detention violated the Fourth Amendment for an
additional reason: it was not supported by probable cause. In the domestic
context, a detention of the sort that occurred here would be permissible only
if there were probable cause at the outset. See, e. g., Hayes v. Florida, 470
U.S. 811, 815 (1985); Dunaway v. New York, 442 U.S., at 207-208, 212-216; Brown
v. Illinois, 422 U.S., at 602, 605; Davis v. Mississippi, 394 U.S., at 726-727.
This [473 U.S. 531, 563] same elementary safeguard should govern border
searches when carried out for purposes of criminal investigation.
To
be sure, it is commonly asserted that as a result of the Fourth Amendment's
"border exception" there is no requirement of probable cause for such
investigations.34 But the justifications for the border exception necessarily
limit its breadth. The exception derives from the unquestioned and paramount
interest in "national self protection reasonably requiring one entering
the country to identify himself as entitled to come in, and his belongings as
effects which may be lawfully brought in." Carroll v. United States, 267
U.S., at 154. See also Almeida-Sanchez v. United States, 413 U.S., at 272
(border exception is a reasonable condition for those "seeking to cross
our borders"); United States v. 12 200-Ft. Reels of Film, 413 U.S. 123,
125 (1973) (border exception is a reasonable condition "to prevent
prohibited articles from entry"). Subject only to the other applicable
guarantees of the Bill of Rights, this interest in "national
self-protection" is plenary. Thus, as the Court notes, a suspected
tuberculosis carrier may be detained at the border for medical testing and
treatment as a condition of entry. Ante, at 544. As a condition of entry, the
traveler may be subjected to exhaustive processing and examinations, and his
belongings may be scrutinized with exacting care.35 I have no doubt as well
that, as a condition of entry, travelers in appropriate circumstances may be
required to excrete their bodily wastes for further scrutiny and to submit to
diagnostic x rays.
Contrary
to the Court's reasoning, however, the Government in carrying out such
immigration and customs functions does not simply have the two stark
alternatives of either forcing [473 U.S. 531, 564] a traveler to submit to such
procedures or allowing him to "pass . . . into the interior." Ante,
at 544. There is a third alternative: to instruct the traveler who refuses to
submit to burdensome but reasonable conditions of entry that he is free to turn
around and leave the country. In fact, I believe that the
"reasonableness" of any burdensome requirement for entry is
necessarily conditioned on the potential entrant's freedom to leave the country
if he objects to that requirement. Surely the Government's manifest interest in
preventing potentially excludable individuals carrying potential contraband
from crossing our borders is fully vindicated if those individuals voluntarily
decided not to cross the borders.
This
does not, of course, mean that such individuals are not fully subject to the
criminal laws while on American soil. If there is probable cause to believe
they have violated the law, they may be arrested just like any other person
within our borders. And if there is "reasonable suspicion" to believe
they may be engaged in such violations, they may briefly be detained pursuant
to Terry for further investigation, subject to the same limitations and
conditions governing Terry stops anywhere else in the country.36 But if such
Terry suspicion does not promptly ripen into probable cause, such travelers
must be given a meaningful choice: either agree to further detention as a
condition of eventual entry, or leave the country.
The
Government disagrees. We were advised at oral argument that it
"definitely" is the policy of customs authorities "not to allow
such people, if they're reasonably suspected of drug smuggling, to return
before that suspicion can be checked out" and that, whether citizen,
resident alien, or alien, "[w]e would not simply let them go back."
Tr. of Oral Arg. 5, 48. The result is to sanction an authoritarian twilight
zone on the border. The suspicious-looking traveler may not enter the country.
Nor may he leave. Instead, he [473 U.S. 531, 565] is trapped on the border.
Because he is on American soil, he is fully subject "to the criminal
enforcement powers of the Federal Government." Ante, at 539, citing 19
U.S.C. 482. But notwithstanding that he is on American soil, he is not fully
protected by the guarantees of the Bill of Rights applicable everywhere else in
the country. To be sure, a watered-down "reasonableness" requirement
will technically govern such detentions, but it will accommodate itself to
assaults on privacy and personal autonomy that would not for one moment pass
constitutional muster anywhere else in the country and that would surely
provide grounds for an open-and-shut damages action for violations of basic
civil rights if conducted anywhere but on the border.
Nothing
in the underlying premises of the "border exception" supports such a
ring of unbridled authoritarianism surrounding freedom's soil. If the traveler
does not wish to consent to prolonged detentions or intrusive examinations, the
Nation's customs and immigration interests are fully served by sending the
traveler on his way elsewhere. If the authorities nevertheless propose to
detain the traveler for purposes of subjecting him to criminal investigation
and possible arrest and punishment, they may do so only pursuant to
constitutional safeguards applicable to everyone else in the country. See Wong
Wing v. United States, 163 U.S., at 236-238; Abel v. United States, 362 U.S.,
at 250 (BRENNAN, J., dissenting).37 Chief among those safeguards is the
requirement [473 U.S. 531, 566] that, except in limited circumstances not
present here, custodial detentions occur only on probable cause. The
probable-cause standard rests on "a practical, nontechnical conception
affording the best compromise that has been found for accommodating" the
"often opposing" interests of law enforcement and individual liberty.
Brinegar v. United States, 338 U.S., at 176 (Jackson, J., dissenting). See also
New Jersey v. T. L. O., 469 U.S. 325, 361-362 (1985) (BRENNAN, J., dissenting).
That standard obviously is not met, and was not met here, simply by courier
profiles, "common rumor or report, suspicion, or even `strong reason to
suspect.'" Henry v. United States, 361 U.S. 98, 101 (1959). Because the
contraband in this case was the fruit of the authorities' indefinite detention
of Rosa de Hernandez without probable cause or a warrant, I would affirm the
judgment of the Court of Appeals for the Ninth Circuit reversing her
conviction.
III
In
my opinion, allowing the Government to hold someone in indefinite, involuntary,
incommunicado isolation without [473 U.S. 531, 567] probable cause and a
judicial warrant violates our constitutional charter whether the purpose is to
extract ransom or to investigate suspected criminal activity. Nothing in the
Fourth Amendment permits an exception for such actions at the Nation's border.
It is tempting, of course, to look the other way in a case that so graphically
illustrates the "veritable national crisis" caused by narcotics
trafficking. Ante, at 538. But if there is one enduring lesson in the long
struggle to balance individual rights against society's need to defend itself
against lawlessness, it is that "[i]t is easy to make light of insistence
on scrupulous regard for the safeguards of civil liberties when invoked on
behalf of the unworthy. It is too easy. History bears testimony that by such
disregard are the rights of liberty extinguished, heedlessly at first, then
stealthily, and brazenly in the end." Davis v. United States, 328 U.S., at
597 (Frankfurter, J., dissenting).
I
dissent.
[Footnote
1] United States v. Holtz, 479 F.2d 89, 94 (CA9 1973) (Ely, J., dissenting) (re
"the disrobing and search of a woman by United States border
police").
[Footnote
2] Specifically, De Hernandez "had paid cash for her ticket, came from a
source port of embarcation, carried $5,000 in U.S. currency, had made many
trips of short duration into the United States, had no family or friends in the
United States, had only one small piece of luggage, had no confirmed hotel
reservations, did not speak English, and said she was planning to go shopping
using taxis for transportation." 731 F.2d 1369, 1371, n. 3 (CA9 1984).
[Footnote
3] Declaration of Teodora A. Mendoza _ 6 (Mendoza Declaration), App. 58;
Declaration of Jose Angel Serrato _ 10 (Serrato Declaration), App. 47.
[Footnote
4] 731 F.2d, at 1371. See also App. 18-20, 25, 28, 58.
[Footnote
5] Serrato Declaration _ 17, App. 48.
[Footnote
6] Id. _ 19, App. 48; Declaration of Marilee S. Morgan _ 3 (Morgan
Declaration), App. 49.
[Footnote
7] Declaration of Jerome Gonzales _ 20 (Gonzales Declaration), App. 55. See
also id. _ 15, App. 54.
[Footnote
8] Serrato Declaration _ 12, App. 47. See also Morgan Declaration _ 5, App. 49.
[Footnote
9] Gonzales Declaration _ 21, App. 55.
[Footnote
10] Morgan Declaration _ 4, App. 49. See also Gonzales Declaration _ 15, App.
54.
[Footnote
11] Serrato Declaration _ 14, App. 47.
[Footnote
12] Stipulation Re Trial and Order Thereon, App. 64.
[Footnote
13] A customs inspector had initially suggested that a court order for an x-ray
examination be obtained, but his supervisor vetoed the idea on the grounds that
(1) it was not Government policy to seek judicial authorization in such
circumstances, id., at 22-23, and (2) "they did not have sufficient facts
to support the issuance of the order," 731 F.2d, at 1373. The inspector
called several hours later and reiterated his suggestion; again it was denied.
Ibid. Not until 16 hours had elapsed did the supervisor begin to consider
obtaining a court order. App. 23. Another eight hours passed before the
supervisor got around to contacting a Federal Magistrate, who after putting the
supervisor under oath and listening to the available evidence promptly issued a
telephonic order to proceed with the x-ray examination. Declaration of Kyle E.
Windes _ 11, App. 40. See also id., at 44-45; n. 27, infra. The Magistrate's
order was based largely on the observations by customs officials of De
Hernandez' behavior during her detention. See App. 42. As the Ninth Circuit
concluded, because the unlawful detention [473 U.S. 531, 548] produced the
"additional evidence" that was used to obtain the order, the
contraband discovered in implementing the order was tainted and therefore
improperly introduced at De Hernandez' trial. 731 F.2d, at 1372.
[Footnote
14] Morgan Declaration _ 9, App. 50.
[Footnote
15] United States v. Holtz, 479 F.2d, at 94 (Ely, J., dissenting).
[Footnote
16] Justice Jackson also noted in Brinegar: "We must remember that the
extent of any privilege of search and seizure without warrant which we sustain,
the officers interpret and apply themselves and will push to the limit. We must
remember, too, that freedom from unreasonable search differs from some of the
other rights of the Constitution in that there is no way in which the innocent
citizen can invoke advance protection. For example, any effective interference
with freedom of the press, or free speech, or religion, usually requires a
course of suppressions against which the citizen can and often does go to the
court and obtain an injunction. Other rights, such as that to an impartial jury
or the aid of counsel, are within the supervisory power of the courts
themselves. Such a right as just compensation for the taking of private
property may be vindicated after the act in terms of money. "But an
illegal search and seizure usually is a single incident, perpetrated by
surprise, conducted in haste, kept purposely beyond the court's [473 U.S. 531,
549] supervision and limited only by the judgment and moderation of officers
whose own interests and records are often at stake in the search. There is no
opportunity for injunction or appeal to disinterested intervention. The
citizen's choice is quietly to submit to whatever the officers undertake or to
resist at risk of arrest or immediate violence." 338 U.S., at 182
(dissenting opinion).
[Footnote
17] See generally 3 W. LaFave, Search and Seizure 10.5, pp. 276-281 (1978)
(LaFave).
[Footnote
18] See generally id. 10.5, at 281-286.
[Footnote
19] See generally id. 10.5, at 286-295; Note, From Bags to Body Cavities: The
Law of Border Search, 74 Colum. L. Rev. 53 (1974); Comment, Intrusive Border
Searches - Is Judicial Control Desirable?, 115 U. Pa. L. Rev. 276 (1966); Note,
Border Searches and the Fourth Amendment, 77 Yale L. J. 1007 (1968).
[Footnote
20] See Katz v. United States, 389 U.S. 347, 354 (1967); Berger v. New York,
388 U.S. 41, 57, 60 (1967); Beck v. Ohio, 379 U.S. 89, 96-97 (1964); Wong Sun
v. United States, 371 U.S. 471, 481-482 (1963); Agnello v. [473 U.S. 531, 553]
United States, 269 U.S. 20, 33 (1925). See also New Jersey v. T. L. O., 469
U.S. 325, 357 (1985) (BRENNAN, J., dissenting) (emphasis in original): "To
require a showing of some extraordinary governmental interest before dispensing
with the warrant requirement is not to undervalue society's need to apprehend
violators of the criminal law. To be sure, forcing law enforcement personnel to
obtain a warrant before engaging in a search will predictably deter the police
from conducting some searches that they would otherwise like to conduct. But
this is not an unintended result of the Fourth Amendment's protection of
privacy; rather, it is the very purpose for which the Amendment was thought
necessary. Only where the governmental interests at stake exceed those
implicated in any ordinary law enforcement context - that is, only where there
is some extraordinary governmental interest involved - is it legitimate to
engage in a balancing test to determine whether a warrant is indeed
necessary."
[Footnote
21] "Once the suspect is in custody, . . . the reasons that justify
dispensing with the magistrate's neutral judgment evaporate. There no longer is
any danger that the suspect will escape or commit further crimes while the
police submit their evidence to a magistrate. And, while the State's reasons
for taking summary action subside, the suspect's need for a neutral
determination of probable cause increases significantly. The consequences of
prolonged detention may be more serious than the interference occasioned by
arrest. . . . When the stakes are this high, the detached judgment of a neutral
magistrate is essential if the Fourth Amendment is to furnish [473 U.S. 531,
554] meaningful protection from unfounded interference with liberty." Gerstein
v. Pugh, 420 U.S., at 114.
[Footnote
22] Others agree. See, e. g., 3 LaFave 10.5, at 325 (Ramsey offered only
"a flimsy and not particularly satisfying explanation" for refusing
to apply the warrant requirement); Note, 74 Colum. L. Rev., supra n. 19, at 82-86;
Comment, 115 U. Pa. L. Rev., supra n. 19, at 277. See also United States v.
Holtz, 479 F.2d, at 94 (Ely, J., dissenting); Blefare v. United States, 362
F.2d 870, 880 (CA9 1966) (Ely, J., dissenting).
[Footnote
23] The Fourth Amendment provides: "The right of the people to be secure
in their persons, houses, papers, and effects, against unreasonable searches
and seizures, shall not be violated, and no Warrants shall issue, but upon
probable cause, supported by Oath or affirmation, and particularly describing
the place to be searched, and the persons or things to be seized."
[Footnote
24] LaFave, Administrative Searches and the Fourth Amendment: The Camara and
See Cases, 1967 S. Ct. Rev. 1, 19.
[Footnote
25] Thompson v. United States, 411 F.2d 946, 948 (CA9 1969); see also Morales
v. United States, 406 F.2d 1298, 1300, n. 2 (CA9 1969).
[Footnote
26] United States v. Holtz, 479 F.2d, at 94 (Ely, J., dissenting) (citing
testimony from congressional hearings). It was suggested at oral argument that
"with all the experience the government has had in the intervening years
with increasing drug traffic" there might be "a little more skill in
detection today." Tr. of Oral Arg. 38. There are, however, no published
statistics more recent than the information discussed in text. It is of course
the Government's burden to muster facts demonstrating the reasonableness of its
investigative practices. See, e. g., Florida v. Royer, 460 U.S. 491, 500 (1983)
(plurality opinion). The Government advised the Court at argument that it has
more recent statistical evidence respecting the number of innocent travelers
who are subjected to x-ray searches, but did not disclose that evidence because
"it's not in the record and it's not public." Tr. of Oral Arg. 23.
[Footnote
27] Note, 74 Colum. L. Rev., supra n. 19, at 85; see n. 13, supra. The
Government argues, however, that "[a] warrant requirement would be
especially inappropriate in this context because the suspect would have to be
detained while the officer obtained the warrant . . . ." Brief for United
States 29-30, n. 26. Coming from the Government in a case in which it is
seeking to defend a 27-hour detention, this expression of purported concern for
travelers' rights is simply incredible.
[Footnote
28] See, e. g., United States v. Sharpe, 470 U.S. 675, 702 (1985) (dissenting);
United States v. Place, 462 U.S. 696, 710 (1983) (concurring in result);
Kolender v. Lawson, 461 U.S. 352, 362 (1983) (concurring); Florida v. Royer,
supra, at 509 (concurring in result).
[Footnote
29] See also Florida v. Royer, supra, at 499, 505-506 (plurality opinion);
Brown v. Illinois, 422 U.S. 590, 605 (1975) ("The impropriety of the
arrest was obvious . . . . The arrest, both in design and in execution, was
investigatory. The detectives embarked upon this expedition for evidence in the
hope that something might turn up. The manner in which Brown's arrest was
effected gives the appearance of having been calculated to cause surprise,
fright, and confusion").
[Footnote
30] As De Hernandez' counsel observed at argument: "What if an innocent
traveler just because they have had a long flight was unable to excrete and
found themselves in a position where a border agent said well, we wish you to
excrete [on] command so that we will be sure that you're not carrying anything
internally. An innocent person might be unable to do that on command, and it
wouldn't be heroic efforts in that case. . . . It's certainly possible that a
person who is nervous or afraid anyway because they are being confined would be
unable to excrete for a lengthy period of time, but that wouldn't necessarily
mean evidence of guilt." Tr. of Oral Arg. 28-29.
[Footnote
31] As I have written in the analogous context of searches of children
conducted by school authorities: "We do not know what class petitioner was
attending when the police and dogs burst in, but the lesson the school
authorities taught her that day will undoubtedly make a greater impression than
the one her teacher had hoped to convey. I would grant certiorari to teach petitioner
another lesson: that the Fourth Amendment protects `[t]he right of the people
to be secure in their persons, houses, papers, and effects, against
unreasonable searches and seizures' . . . . Schools cannot expect their
students to learn the lessons of good citizenship when the school authorities
themselves disregard the fundamental principles underpinning our constitutional
freedoms." Doe v. Renfrow, 451 U.S. 1022, 1027-1028 (1981) (dissenting
from denial of certiorari). See also New Jersey v. T. L. O., 469 U.S., at 354
(BRENNAN, J., dissenting); id., at 373-374 (STEVENS, J., dissenting). Cf. 8
U.S.C. 1423(2) (as a condition of naturalization, a person must have "a
knowledge and understanding of the fundamentals of the history, and of the
principles and form of government, of the United States").
[Footnote
32] Gregg, Effects of Ionizing Radiations on Humans, in 2 Handbook of Medical
Physics 404 (R. Waggener ed. 1982).
[Footnote
33] See generally id., at 375-411; H. Cember, Introduction to Health Physics
177-199 (2d ed. 1983); U.S. Department of Health and Human Services, Food and
Drug Administration, Public Health Service, Possible Genetic Damage from
Diagnostic X Irradiation: A Review (1980).
[Footnote
34] See, e. g., United States v. Ramsey, 431 U.S. 606, 616, 619 (1977); 3
LaFave 10.5, at 276-295.
[Footnote
35] See generally 8 U.S.C. 1181 et seq.; 19 U.S.C. 232 et seq., 1701 et seq.
[Footnote
36] See, e. g., United States v. Place, 462 U.S., at 707-710; Florida v. Royer,
460 U.S., at 499-500 (plurality opinion); Dunaway v. New York, 442 U.S. 200,
210-216 (1979).
[Footnote
37] Although the Government now disavows those actions, see Tr. of Oral Arg. 5,
48, the customs authorities apparently sought to arrange to have De Hernandez
flown either to Mexico or back to Colombia, but concluded that she would not be
able to secure a flight for at least two days. See App. 18, 22, 28, 32; Serrato
Declaration _ 17, App. 48; Gonzales Declaration _ 20, App. 55; Mendoza
Declaration __ 8-10, App. 58. Even if the Government had not repudiated these
efforts, it is clear that, as the District Court found, De Hernandez was
subjected to exacting surveillance during this time for purposes of criminal
investigation and possible arrest. Id., at 37. See also Serrato Declaration _
18, App. 48 ("I told her also that if while she is in our custody, if she
discharges anything illegally internally, she will be [473 U.S. 531, 566]
placed under arrest and transported to a jail ward and be unable to leave the
United States")
The
Government argues that giving a traveler the option of leaving the country
rather than being forced to undergo lengthy custodial criminal investigations
based on mere suspicion "is an unsatisfactory alternative because it would
allow the suspect to escape apprehension and return to repeat his smuggling
efforts another day. In addition, this approach would remove a disincentive to
smuggling activity by materially reducing the risk of apprehension and
prosecution." Brief for United States 17-18, n. 9. This is exactly the
same argument made whenever courts enforce the safeguards of the Fourth
Amendment, and we have consistently stressed that if constitutionally
permissible investigative stops do not promptly uncover sufficient evidence to
support an arrest, the detainee must be released as a necessary consequence of
constitutional liberty. See, e. g., United States v. Place, supra, at 709-710;
Florida v. Royer, supra, at 499 (plurality opinion) ("the police [may not]
seek to verify their suspicions by means that approach the conditions of
arrest"); Dunaway v. New York, supra, at 211-216; United States v.
Brignoni-Ponce, 422 U.S. 873, 881-882 (1975). [473 U.S. 531, 568]