UNITED STATES
v.
MARTINEZ-FUERTE et al.,
428 U.S. 543 (1976)
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR
THE NINTH CIRCUIT
No. 74-1560.
Argued April 26, 1976
Decided July 6, 1976*
[Footnote
*] Together with No. 75-5387, Sifuentes v. United States, on certiorari to the
United States Court of Appeals for the Fifth Circuit.
1.
The Border Patrol's routine stopping of a vehicle at a permanent checkpoint
located on a major highway away from the Mexican border for brief questioning
of the vehicle's occupants is consistent with the Fourth Amendment, and the
stops and questioning may be made at reasonably located checkpoints in the
absence of any individualized suspicion that the particular vehicle contains
illegal aliens. Pp. 556-564.
(a)
To require that such stops always be based on reasonable suspicion would be
impractical because the flow of traffic tends to be too heavy to allow the
particularized study of a given car necessary to identify it as a possible
carrier of illegal aliens. Such a requirement also would largely eliminate any
deterrent to the conduct of well-disguised smuggling operations, even though
smugglers are known to use these highways regularly. Pp. 556-557.
(b)
While the need to make routine checkpoint stops is great, the consequent
intrusion on Fourth Amendment interests is quite limited, the interference with
legitimate traffic being minimal and checkpoint operations involving less
discretionary enforcement activity than roving-patrol stops. Pp. 557-560.
(c)
Under the circumstances of these checkpoint stops, which do not involve
searches, the Government or public interest in making such stops outweighs the
constitutionally protected interest of the private citizen. Pp. 560-562.
(d)
With respect to the checkpoint involved in No. 74-1560, it is constitutional to
refer motorists selectively to a secondary inspection area for limited inquiry
on the basis of criteria that would not sustain a roving-patrol stop, since the
intrusion is sufficiently minimal that no particularized reason need exist to
justify it. Pp. 563-564.
2.
Operation of a fixed checkpoint need not be authorized in advance by a judicial
warrant. Camara v. Municipal Court, [428 U.S. 543, 544] 387 U.S. 523,
distinguished. The visible manifestations of the field officers' authority at a
checkpoint provide assurances to motorists that the officers are acting
lawfully. Moreover, the purpose of a warrant in preventing hindsight from
coloring the evaluation of the reasonableness of a search or seizure is
inapplicable here, since the reasonableness of checkpoint stops turns on
factors such as the checkpoint's location and method of operation. These
factors are not susceptible of the distortion of hindsight, and will be open to
post-stop review notwithstanding the absence of a warrant. Nor is the purpose
of a warrant in substituting a magistrate's judgment for that of the searching
or seizing officer applicable, since the need for this is reduced when the
decision to "seize" is not entirely in the hands of the field officer
and deference is to be given to the administrative decisions of higher ranking
officials in selecting the checkpoint locations. Pp. 564-566.
No.
74-1560, 514 F.2d 308, reversed and remanded; No. 75-5387, affirmed.
POWELL,
J., delivered the opinion of the Court, in which BURGER, C. J., and STEWART,
WHITE, BLACKMUN, REHNQUIST, and STEVENS, JJ., joined. BRENNAN, J., filed a
dissenting opinion, in which MARSHALL, J., joined, post, p. 567.
Mark
L. Evans argued the cause for the United States in both cases. With him on the
briefs were Solicitor General Bork, Assistant Attorney General Thornburgh, and
Sidney M. Glazer.
Ballard
Bennett, by appointment of the Court, 423 U.S. 1030, argued the cause and filed
briefs for petitioner in No. 75-5387.
Charles
M. Sevilla, by appointment of the Court, 423 U.S. 922, argued the cause for
respondents in No. 74-1560. With him on the brief was Michael J. McCabe.Fn
Fn
[428 U.S. 543, 544] Melvin L. Wulf, Joel M. Gora, Vilma S. Martinez, Sanford J.
Rosen, and Jerome B. Falk, Jr., filed a brief for the American Civil Liberties
Union et al. as amici curiae urging affirmance in No. 74-1560. [428 U.S. 543,
545]
MR.
JUSTICE POWELL delivered the opinion of the Court.
These
cases involve criminal prosecutions for offenses relating to the transportation
of illegal Mexican aliens. Each defendant was arrested at a permanent
checkpoint operated by the Border Patrol away from the international border
with Mexico, and each sought the exclusion of certain evidence on the ground
that the operation of the checkpoint was incompatible with the Fourth
Amendment. In each instance whether the Fourth Amendment was violated turns
primarily on whether a vehicle may be stopped at a fixed checkpoint for brief
questioning of its occupants even though there is no reason to believe the
particular vehicle contains illegal aliens. We reserved this question last Term
in United States v. Ortiz, 422 U.S. 891, 897 n. 3 (1975). We hold today that
such stops are consistent with the Fourth Amendment. We also hold that the
operation of a fixed checkpoint need not be authorized in advance by a judicial
warrant.
I
A
The
respondents in No. 74-1560 are defendants in three separate prosecutions
resulting from arrests made on three different occasions at the permanent
immigration checkpoint on Interstate 5 near San Clemente, Cal. Interstate 5 is
the principal highway between San Diego and Los Angeles, and the San Clemente checkpoint
is 66 road miles north of the Mexican border. We previously have described the
checkpoint as follows:
"`Approximately
one mile south of the checkpoint is a large black on yellow sign with flashing
yellow lights over the highway stating "ALL VEHICLES, STOP AHEAD, 1
MILE." Three-quarters of a [428 U.S. 543, 546] mile further north are two
black on yellow signs suspended over the highway with flashing lights stating
"WATCH FOR BRAKE LIGHTS." At the checkpoint, which is also the location
of a State of California weighing station, are two large signs with flashing
red lights suspended over the highway. These signs each state "STOP HERE -
U.S. OFFICERS." Placed on the highway are a number of orange traffic cones
funneling traffic into two lanes where a Border Patrol agent in full dress
uniform, standing behind a white on red "STOP" sign checks traffic.
Blocking traffic in the unused lanes are official U.S. Border Patrol vehicles
with flashing red lights. In addition, there is a permanent building which houses
the Border Patrol office and temporary detention facilities. There are also
floodlights for nighttime operation.'" United States v. Ortiz, supra, at
893, quoting United States v. Baca, 368 F. Supp. 398, 410-411 (SD Cal. 1973).
The
"point" agent standing between the two lanes of traffic visually
screens all northbound vehicles, which the checkpoint brings to a virtual, if
not a complete, halt.1 Most motorists are allowed to resume their progress
without any oral inquiry or close visual examination. In a relatively small
number of cases the "point" agent will conclude that further inquiry
is in order. He directs these cars to a secondary inspection area, where their
occupants are asked about their citizenship and immigration status. The Government
informs us that at San [428 U.S. 543, 547] Clemente the average length of an
investigation in the secondary inspection area is three to five minutes. Brief
for United States 53. A direction to stop in the secondary inspection area
could be based on something suspicious about a particular car passing through
the checkpoint, but the Government concedes that none of the three stops at
issue in No. 74-1560 was based on any articulable suspicion. During the period
when these stops were made, the checkpoint was operating under a magistrate's
"warrant of inspection," which authorized the Border Patrol to
conduct a routine-stop operation at the San Clemente location.2
We
turn now to the particulars of the stops involved in No. 74-1560. and the
procedural history of the case. Respondent Amado Martinez-Fuerte approached the
checkpoint driving a vehicle containing two female passengers. The women were
illegal Mexican aliens who had entered the United States at the San Ysidro port
of entry by using false papers and rendezvoused with Martinez-Fuerte in San
Diego to be transported northward. At the checkpoint their car was directed to
the secondary inspection area. Martinez-Fuerte produced documents showing him
to be a lawful resident alien, but his passengers admitted being present in the
country unlawfully. He was charged, inter alia, with two counts of illegally
transporting aliens in violation [428 U.S. 543, 548] of 8 U.S.C. 1324 (a) (2).
He moved before trial to suppress all evidence stemming from the stop on the
ground that the operation of the checkpoint was in violation of the Fourth
Amendment.3 The motion to suppress was denied, and he was convicted on both
counts after a jury trial.
Respondent
Jose Jiminez-Garcia attempted to pass through the checkpoint while driving a
car containing one passenger. He had picked the passenger up by prearrangement
in San Ysidro after the latter had been smuggled across the border. Questioning
at the secondary inspection area revealed the illegal status of the passenger,
and Jiminez-Garcia was charged in two counts with illegally transporting an
alien. 8 U.S.C. 1324 (a) (2), and conspiring to commit that offense, 18 U.S.C.
371. His motion to suppress the evidence derived from the stop was granted.
Respondents
Raymond Guillen and Fernando Medrano-Barragan approached the checkpoint with
Guillen driving and Medrano-Barragan and his wife as passengers. Questioning at
the secondary inspection area revealed that Medrano-Barragan and his wife were
illegal aliens. A subsequent search of the car uncovered three other illegal
aliens in the trunk. Medrano-Barragan had led the other aliens across the
border at the beach near Tijuana, Mexico, where they rendezvoused with Guillen,
a United States citizen. Guillen and Medrano-Barragan were jointly indicted on
four counts of illegally transporting [428 U.S. 543, 549] aliens. 8 U.S.C. 1324
(a) (2), four counts of inducing the illegal entry of aliens, 1324 (a) (4), and
one conspiracy count, 18 U.S.C. 371. The District Court granted the defendants'
motion to suppress.
Martinez-Fuerte
appealed his conviction, and the Government appealed the granting of the
motions to suppress in the respective prosecutions of Jiminez-Garcia and of
Guillen and Medrano-Barragan.4 The Court of Appeals for the Ninth Circuit
consolidated the three appeals, which presented the common question whether
routine stops and interrogations at checkpoints are consistent with the Fourth
Amendment.5 The Court of Appeals held, with one judge dissenting, that these
stops violated the Fourth Amendment, concluding that a stop for inquiry is
constitutional only if the Border Patrol reasonably suspects the presence of
illegal aliens on the basis of articulable facts. It reversed Martinez-Fuerte's
conviction, and affirmed the orders to suppress in the other cases. 514 F.2d
308 (1975). We reverse and remand.
B
Petitioner
in No. 75-5387, Rodolfo Sifuentes, was arrested at the permanent immigration
checkpoint on U.S. Highway 77 near Sarita. Tex. Highway 77 originates in
Brownsville, and it is one of the two major highways running north from the
lower Rio Grande valley. The Sarita checkpoint is about 90 miles north of
Brownsville, [428 U.S. 543, 550] and 65-90 miles from the nearest points of the
Mexican border. The physical arrangement of the checkpoint resembles generally
that at San Clemente, but the checkpoint is operated differently in that the
officers customarily stop all northbound motorists for a brief inquiry.
Motorists whom the officers recognize as local inhabitants, however, are waved
through the checkpoint without inquiry. Unlike the San Clemente checkpoint the
Sarita operation was conducted without a judicial warrant.
Sifuentes
drove up to the checkpoint without any visible passengers. When an agent
approached the vehicle, however, he observed four passengers, one in the front
seat and the other three in the rear, slumped down in the seats. Questioning
revealed that each passenger was an illegal alien, although Sifuentes was a
United States citizen. The aliens had met Sifuentes in the United States, by
prearrangement, after swimming across the Rio Grande.
Sifuentes
was indicted on four counts of illegally transporting aliens. 8 U.S.C. 1324 (a)
(2). He moved on Fourth Amendment grounds to suppress the evidence derived from
the stop. The motion was denied and he was convicted after a jury trial.
Sifuentes renewed his Fourth Amendment argument on appeal, contending primarily
that stops made without reason to believe a car is transporting aliens
illegally are unconstitutional. The United States Court of Appeals for the
Fifth Circuit affirmed the conviction, 517 F.2d 1402 (1975), relying on its
opinion in United States v. Santibanez, 517 F.2d 922 (1975). There the Court of
Appeals had ruled that routine checkpoint stops are consistent with the Fourth
Amendment. We affirm.6 [428 U.S. 543, 551]
II
The
Courts of Appeals for the Ninth and the Fifth Circuits are in conflict on the
constitutionality of a law enforcement technique considered important by those
charged with policing the Nation's borders. Before turning to the
constitutional question, we examine the context in which it arises.
A
It
has been national policy for many years to limit immigration into the United
States. Since July 1, 1968, the annual quota for immigrants from all independent
countries of the Western Hemisphere, including Mexico, has been 120,000
persons. Act of Oct. 3, 1965, 21 (e), 79 Stat. 921. Many more aliens than can
be accommodated under the quota want to live and work in the United States.
Consequently, large numbers of aliens seek illegally to enter or to remain in
the United States. We noted last Term that "[e]stimates of the number of
illegal immigrants [already] in the United States vary widely. A conservative
estimate in 1972 produced a figure of about one million, but the Immigration
and Naturalization Service now suggests there may be as many as 10 or 12
million aliens illegally in the country." United States v. Brignoni-Ponce,
422 U.S. 873, 878 (1975) (footnote omitted). It is estimated that 85% of the illegal
immigrants are from Mexico, drawn by the fact that economic opportunities are
significantly greater in the United States than they are in Mexico. United
States v. Baca, 368 F. Supp., at 402. [428 U.S. 543, 552]
Interdicting
the flow of illegal entrants from Mexico poses formidable law enforcement
problems. The principal problem arises from surreptitious entries. Id., at 405.
The United States shares a border with Mexico that is almost 2,000 miles long,
and much of the border area is uninhabited desert or thinly populated arid
land. Although the Border Patrol maintains personnel, electronic equipment, and
fences along portions of the border, it remains relatively easy for individuals
to enter the United States without detection. It also is possible for an alien
to enter unlawfully at a port of entry by the use of falsified papers or to
enter lawfully but violate restrictions of entry in an effort to remain in the
country unlawfully.7 Once within the country, the aliens seek to travel inland
to areas where employment is believed to be available, frequently meeting by
prearrangement with friends or professional smugglers who transport them in
private vehicles. United States v. Brignoni-Ponce, supra, at 879.
The
Border Patrol conducts three kinds of inland traffic-checking operations in an
effort to minimize illegal immigration. Permanent checkpoints, such as those at
San Clemente and Sarita, are maintained at or near intersections of important
roads leading away from the border. They operate on a coordinated basis
designed to avoid circumvention by smugglers and others who transport the
illegal aliens. Temporary checkpoints, which operate like permanent ones,
occasionally are established in other strategic locations. Finally, roving
patrols are maintained to supplement the checkpoint system. See Almeida-Sanchez
v. United [428 U.S. 543, 553] States, 413 U.S. 266, 268 (1973).8 In fiscal
1973, 175,-511 deportable aliens were apprehended throughout the Nation by
"line watch" agents stationed at the border itself. Traffic-checking
operations in the interior apprehended approximately 55,300 more deportable
aliens.9 Most of the traffic-checking apprehensions were at checkpoints, though
precise figures are not available. United States v. Baca, supra, at 405, 407,
and n. 2.
B
We
are concerned here with permanent checkpoints, the locations of which are
chosen on the basis of a number of factors. The Border Patrol believes that to
assure effectiveness, a checkpoint must be (i) distant enough from the border
to avoid interference with traffic in populated areas near the border, (ii)
close to the confluence of two or more significant roads leading away from the
border, (iii) situated in terrain that restricts vehicle passage around the
checkpoint, (iv) on a stretch of highway compatible with safe operation, and
(v) beyond the 25-mile zone in which "border passes," see n. 7,
supra, are valid. United States v. Baca, supra, at 406. [428 U.S. 543, 554]
The
record in No. 74-1560 provides a rather complete picture of the effectiveness
of the San Clemente checkpoint. Approximately 10 million cars pass the
checkpoint location each year, although the checkpoint actually is in operation
only about 70% of the time.10 In calendar year 1973, approximately 17,000
illegal aliens were apprehended there. During an eight-day period in 1974 that
included the arrests involved in No. 74-1560, roughly 146,000 vehicles passed
through the checkpoint during 124 1/6 hours of operation. Of these, 820
vehicles were referred to the secondary inspection area, where Border Patrol
agents found 725 deportable aliens in 171 vehicles. In all but two cases, the
aliens were discovered without a conventional search of the vehicle. A similar
rate of apprehensions throughout the year would have resulted in an annual total
of over 33,000, although the Government contends that many illegal aliens pass
through the checkpoint undetected. The record in No. 75-5387 does not provide
comparable statistical information regarding the Sarita checkpoint. While it
appears that fewer illegal aliens are apprehended there, it may be assumed that
fewer pass by undetected, as every motorist is questioned.
III
The
Fourth Amendment imposes limits on search-and-seizure powers in order to
prevent arbitrary and oppressive interference by enforcement officials with the
privacy and personal security of individuals. See United States v.
Brignoni-Ponce, 422 U.S., at 878; United States v. Ortiz, 422 U.S., at 895;
Camara v. Municipal Court, [428 U.S. 543, 555] 387 U.S. 523, 528 (1967). In
delineating the constitutional safeguards applicable in particular contexts,
the Court has weighed the public interest against the Fourth Amendment interest
of the individual, United States v. Brignoni-Ponce, supra, at 878; Terry v.
Ohio, 392 U.S. 1, 20-21 (1968), a process evident in our previous cases dealing
with Border Patrol traffic-checking operations.
In
Almeida-Sanchez v. United States, supra, the question was whether a
roving-patrol unit constitutionally could search a vehicle for illegal aliens
simply because it was in the general vicinity of the border. We recognized that
important law enforcement interests were at stake but held that searches by
roving patrols impinged so significantly on Fourth Amendment privacy interests
that a search could be conducted without consent only if there was probable
cause to believe that a car contained illegal aliens, at least in the absence
of a judicial warrant authorizing random searches by roving patrols in a given
area. Compare 413 U.S., at 273, with id., at 283-285 (POWELL, J., concurring),
and id., at 288 (WHITE, J., dissenting). We held in United States v. Ortiz,
supra, that the same limitations applied to vehicle searches conducted at a
permanent checkpoint.
In
United States v. Brignoni-Ponce, supra, however, we recognized that other
traffic-checking practices involve a different balance of public and private
interests and appropriately are subject to less stringent constitutional
safeguards. The question was under what circumstances a roving patrol could
stop motorists in the general area of the border for brief inquiry into their
residence status. We found that the interference with Fourth Amendment
interests involved in such a stop was "modest," 422 U.S., at 880,
while the inquiry served significant law enforcement needs. We therefore held
that a roving-patrol stop need not be justified by probable [428 U.S. 543, 556]
cause and may be undertaken if the stopping officer is "aware of specific
articulable facts, together with rational inferences from those facts, that
reasonably warrant suspicion" that a vehicle contains illegal aliens. Id.,
at 884.11
IV
It
is agreed that checkpoint stops are "seizures" within the meaning of
the Fourth Amendment. The defendants contend primarily that the routine
stopping of vehicles at a checkpoint is invalid because Brignoni-Ponce must be
read as proscribing any stops in the absence of reasonable suspicion. Sifuentes
alternatively contends in No. 75-5387 that routine checkpoint stops are permissible
only when the practice has the advance judicial authorization of a warrant.
There was a warrant authorizing the stops at San Clemente but none at Sarita.
As we reach the issue of a warrant requirement only if reasonable suspicion is
not required, we turn first to whether reasonable suspicion is a prerequisite
to a valid stop, a question to be resolved by balancing the interests at stake.
A
Our
previous cases have recognized that maintenance of a traffic-checking program
in the interior is necessary because the flow of illegal aliens cannot be
controlled effectively at the border. We note here only the substantiality of
the public interest in the practice of routine stops for inquiry at permanent
checkpoints, a practice which the Government identifies as the most important
of the traffic-checking operations. Brief for United States in No. 74-1560, pp.
19-20.12 These checkpoints [428 U.S. 543, 557] are located on important
highways; in their absence such highways would offer illegal aliens a quick and
safe route into the interior. Routine checkpoint inquiries apprehend many
smugglers and illegal aliens who succumb to the lure of such highways. And the
prospect of such inquiries forces others onto less efficient roads that are
less heavily traveled, slowing their movement and making them more vulnerable
to detection by roving patrols. Cf. United States v. Brignoni-Ponce, 422 U.S.,
at 883-885.
A
requirement that stops on major routes inland always be based on reasonable
suspicion would be impractical because the flow of traffic tends to be too
heavy to allow the particularized study of a given car that would enable it to
be identified as a possible carrier of illegal aliens. In particular, such a
requirement would largely eliminate any deterrent to the conduct of
well-disguised smuggling operations, even though smugglers are known to use
these highways regularly.
B
While
the need to make routine checkpoint stops is great, the consequent intrusion on
Fourth Amendment interests is quite limited. The stop does intrude to a limited
extent on motorists' right to "free passage without [428 U.S. 543, 558]
interruption," Carroll v. United States, 267 U.S. 132, 154 (1925), and
arguably on their right to personal security. But it involves only a brief detention
of travelers during which
"`[a]ll
that is required of the vehicle's occupants is a response to a brief question
or two and possibly the production of a document evidencing a right to be in
the United States.'" United States v. Brignoni-Ponce, supra, at 880.
Neither
the vehicle nor its occupants are searched, and visual inspection of the
vehicle is limited to what can be seen without a search. This objective
intrusion - the stop itself, the questioning, and the visual inspection - also
existed in roving-patrol stops. But we view checkpoint stops in a different
light because the subjective intrusion - the generating of concern or even
fright on the part of lawful travelers - is appreciably less in the case of a
checkpoint stop. In Ortiz, we noted:
"[T]he
circumstances surrounding a checkpoint stop and search are far less intrusive
than those attending a roving-patrol stop. Roving patrols often operate at
night on seldom-traveled roads, and their approach may frighten motorists. At
traffic checkpoints the motorist can see that other vehicles are being stopped,
he can see visible signs of the officers' authority, and he is much less likely
to be frightened or annoyed by the intrusion." 422 U.S., at 894-895.
In
Brignoni-Ponce, we recognized that Fourth Amendment analysis in this context
also must take into account the overall degree of interference with legitimate
traffic. 422 U.S., at 882-883. We concluded there that random roving-patrol
stops could not be tolerated because they "would subject the residents of
. . . [border] areas to [428 U.S. 543, 559] potentially unlimited interference
with their use of the highways, solely at
the discretion of Border Patrol officers. . . . [They] could stop motorists at
random for questioning, day or night, anywhere within 100 air miles of the
2,000-mile border, on a city street, a busy highway, or a desert road . . .
." Ibid. There also was a grave danger that such unreviewable discretion
would be abused by some officers in the field. Ibid.
Routine
checkpoint stops do not intrude similarly on the motoring public. First, the
potential interference with legitimate traffic is minimal. Motorists using
these highways are not taken by surprise as they know, or may obtain knowledge
of, the location of the checkpoints and will not be stopped elsewhere. Second,
checkpoint operations both appear to and actually involve less discretionary
enforcement activity. The regularized manner in which established checkpoints
are operated is visible evidence, reassuring to law-abiding motorists, that the
stops are duly authorized and believed to serve the public interest. The
location of a fixed checkpoint is not chosen by officers in the field, but by
officials responsible for making overall decisions as to the most effective
allocation of limited enforcement resources. We may assume that such officials
will be unlikely to locate a checkpoint where it bears arbitrarily or
oppressively on motorists as a class. And since field officers may stop only
those cars passing the checkpoint, there is less room for abusive or harassing
stops of individuals than there was in the case of roving-patrol stops.
Moreover, a claim that a particular exercise of discretion in locating or
operating a checkpoint is unreasonable is subject to post-stop judicial
review.13 [428 U.S. 543, 560]
The
defendants arrested at the San Clemente checkpoint suggest that its operation
involves a significant extra element of intrusiveness in that only a small
percentage of cars are referred to the secondary inspection area, thereby
"stigmatizing" those diverted and reducing the assurances provided by
equal treatment of all motorists. We think defendants overstate the
consequences. Referrals are made for the sole purpose of conducting a routine
and limited inquiry into residence status that cannot feasibly be made of every
motorist where the traffic is heavy. The objective intrusion of the stop and
inquiry thus remains minimal. Selective referral may involve some annoyance,
but it remains true that the stops should not be frightening or offensive
because of their public and relatively routine nature. Moreover, selective
referrals - rather than questioning the occupants of every car - tend to
advance some Fourth Amendment interests by minimizing the intrusion on the
general motoring public.
C
The
defendants note correctly that to accommodate public and private interests some
quantum of individualized suspicion is usually a prerequisite to a
constitutional search or seizure.14 See Terry v. Ohio, 392 Page 561 U.S., at
21, and n. 18. But the Fourth Amendment imposes no irreducible requirement of
such suspicion. This is clear from Camara v. Municipal Court, 387 U.S. 523
(1967). See also Almeida-Sanchez v. United States, 413 U.S., at 283-285
(POWELL, J., concurring); id., at 288 (WHITE, J., dissenting); Colonnade
Catering Corp. v. United States, 397 U.S. 72 (1970); United States v. Biswell,
406 U.S. 311 (1972); Carroll v. United States, 267 U.S., at 154. In Camara the
Court required an "area" warrant to support the reasonableness of
inspecting private residences within a particular area for building code
violations, but recognized that "specific knowledge of the condition of
the particular dwelling" was not required to enter any given residence.
387 U.S., at 538. In so holding, the Court examined the government interests
advanced to justify such routine intrusions "upon the constitutionally
protected interests of the private citizen," id., at 534-535, and
concluded that under the circumstances the government interest outweighed those
of the private citizen.
We
think the same conclusion is appropriate here, where we deal neither with
searches nor with the sanctity of private dwellings, ordinarily afforded the
most stringent Fourth Amendment protection. See, e. g., McDonald v. United
States, 335 U.S. 451 (1948). As we have noted earlier, one's expectation of
privacy in an automobile and of freedom in its operation are significantly
different from the traditional expectation of privacy and freedom in one's
residence. United States v. Ortiz, 422 U.S., at 896 n. 2; see Cardwell v.
Lewis, 417 U.S. 583, 590-591 (1974) (plurality [428 U.S. 543, 562] opinion).
And the reasonableness of the procedures followed in making these checkpoint
stops makes the resulting intrusion on the interests of motorists minimal. On the
other hand, the purpose of the stops is legitimate and in the public interest,
and the need for this enforcement technique is demonstrated by the records in
the cases before us. Accordingly, we hold that the stops and questioning at
issue may be made in the absence of any individualized suspicion at reasonably
located checkpoints.15 [428 U.S. 543, 563]
We
further believe that it is constitutional to refer motorists selectively to the
secondary inspection area at the San Clemente checkpoint on the basis of
criteria that would not sustain a roving-patrol stop. Thus, even if it be
assumed that such referrals are made largely on the basis of apparent Mexican
ancestry,16 we perceive no constitutional violation. Cf. United States v.
Brignoni-Ponce, 422 U.S., at 885-887. As the intrusion here is sufficiently
minimal that no particularized reason need exist to justify it, we think it
follows that the Border Patrol [428 U.S. 543, 564] officers must have wide
discretion in selecting the motorists to be diverted for the brief questioning
involved.17
V
Sifuentes'
alternative argument is that routine stops at a checkpoint are permissible only
if a warrant has given judicial authorization to the particular checkpoint
location and the practice of routine stops. A warrant requirement in these
circumstances draws some support from Camara, where the Court held that, absent
consent, an "area" warrant was required to make a building code
inspection, even though the search could be conducted absent cause to believe that
there were violations in the building searched.18
We
do not think, however, that Camara is an apt [428 U.S. 543, 565] model. It
involved the search of private residences, for which a warrant traditionally
has been required. See, e. g., McDonald v. United States, 335 U.S. 451 (1948).
As developed more fully above, the strong Fourth Amendment interests that
justify the warrant requirement in that context are absent here. The degree of
intrusion upon privacy that may be occasioned by a search of a house hardly can
be compared with the minor interference with privacy resulting from the mere
stop for questioning as to residence. Moreover, the warrant requirement in
Camara served specific Fourth Amendment interests to which a warrant
requirement here would make little contribution. The Court there said:
"[W]hen
[an] inspector [without a warrant] demands entry, the occupant has no way of
knowing whether enforcement of the municipal code involved requires inspection
of his premises, no way of knowing the lawful limits of the inspector's power
to search, and no way of knowing whether the inspector himself is acting under
proper authorization." 387 U.S., at 532.
A
warrant provided assurance to the occupant on these scores. We believe that the
visible manifestations of the field officers' authority at a checkpoint provide
substantially the same assurances in this case.
Other
purposes served by the requirement of a warrant also are inapplicable here. One
such purpose is to prevent hindsight from coloring the evaluation of the reasonableness
of a search or seizure. Cf. United States v. Watson, 423 U.S. 411, 455-456, n.
22 (1976) (MARSHALL, J., dissenting). The reasonableness of checkpoint stops,
however, turns on factors such as the location and method of operation of the
checkpoint, factors that are not susceptible to the distortion of hindsight,
and therefore will be open to post-stop review notwithstanding [428 U.S. 543,
566] the absence of a warrant. Another purpose for a warrant requirement is to
substitute the judgment of the magistrate for that of the searching or seizing
officer. United States v. United States District Court, 407 U.S. 297, 316-318
(1972). But the need for this is reduced when the decision to "seize"
is not entirely in the hands of the officer in the field, and deference is to
be given to the administrative decisions of higher ranking officials.
VI
In
summary, we hold that stops for brief questioning routinely conducted at
permanent checkpoints are consistent with the Fourth Amendment and need not be
authorized by warrant.19 The principal protection of Fourth [428 U.S. 543, 567]
Amendment rights at checkpoints lies in appropriate limitations on the scope of
the stop. See Terry v. Ohio, 392 U.S., at 24-27; United States v.
Brignoni-Ponce, 422 U.S., at 881-882. We have held that checkpoint searches are
constitutional only if justified by consent or probable cause to search. United
States v. Ortiz, 422 U.S. 891 (1975). And our holding today is limited to the
type of stops described in this opinion. "[A]ny further detention . . .
must be based on consent or probable cause." United States v.
Brignoni-Ponce, supra, at 882. None of the defendants in these cases argues
that the stopping officers exceeded these limitations. Consequently, we affirm
the judgment of the Court of Appeals for the Fifth Circuit, which had affirmed
the conviction of Sifuentes. We reverse the judgment of the Court of Appeals
for the Ninth Circuit and remand the case with directions to affirm the
conviction of Martinez-Fuerte and to remand the other cases to the District
Court for further proceedings.
It
is so ordered.
Footnotes
[Footnote
1] The parties disagree as to whether vehicles not referred to the secondary
inspection area are brought to a complete halt or merely "roll"
slowly through the checkpoint. Resolution of this dispute is not necessary
here, as we may assume, arguendo, that all motorists passing through the
checkpoint are so slowed as to have been "seized."
[Footnote
2] The record does not reveal explicitly why a warrant was sought. Shortly
before the warrant application, however, the Court of Appeals for the Ninth
Circuit had held unconstitutional a routine stop and search conducted at a
permanent checkpoint without such a warrant. See United States v. Bowen, 500
F.2d 960 (1974), aff'd on other grounds, 422 U.S. 916 (1975); United States v.
Juarez-Rodriguez, 498 F.2d 7 (1974). Soon after the warrant issued, the Court
of Appeals also held unconstitutional routine checkpoint stops conducted
without a warrant. See United States v. Esquer-Rivera, 500 F.2d 313 (1974). See
also n. 15, infra.
[Footnote
3] Each of the defendants in No. 74-1560 and the defendant in No. 75-5387
sought to suppress, among other things, the testimony of one or more illegal
aliens. We noted in United States v. Brignoni-Ponce, 422 U.S. 873, 876 n. 2
(1975), that "[t]here may be room to question whether voluntary testimony
of a witness at trial, as opposed to a Government agent's testimony about
objects seized or statements overheard, is subject to suppression . . . ."
The question again is not before us.
[Footnote
4] The prosecution of Martinez-Fuerte was before a different District Judge
than were the other cases.
[Footnote
5] The principal question before the Court of Appeals was the constitutional
significance of the "warrant of inspection" under which the
checkpoint was operating when the defendants were stopped. See n. 15, infra.
The Government, however, preserved the question whether routine checkpoint
stops could be made absent a warrant.
[Footnote
6] We initially granted the Government's petition for a writ of certiorari in
No. 74-1560, 423 U.S. 822, and later granted Sifuentes' [428 U.S. 543, 551]
petition in No. 75-5387 and directed that the cases be argued in tandem. 423
U.S. 945. Subsequently we granted the motion of the Solicitor General to
consolidate the cases for oral argument. 425 U.S. 931.
[Footnote
7] The latter occurs particularly where "border passes" are issued to
simplify passage between interrelated American and Mexican communities along
the border. These passes authorize travel within 25 miles of the border for a
72-hour period. See 8 CFR 212.6 (1976).
[Footnote
8] All these operations are conducted pursuant to statutory authorizations
empowering Border Patrol agents to interrogate those believed to be aliens as
to their right to be in the United States and to inspect vehicles for aliens. 8
U.S.C. 1357 (a) (1), (a) (3). Under current regulations the authority conferred
by 1357 (a) (3) may be exercised anywhere within 100 air miles of the border. 8
CFR 287.1 (a) (1976).
[Footnote
9] As used in these statistics, the term "deportable alien" means
"a person who has been found to be deportable by an immigration judge, or
who admits his deportability upon questioning by official agents." United
States v. Baca, 368 F. Supp. 398, 404 (SD Cal. 1973). Most illegal aliens are
simply deported without prosecution. The Government routinely prosecutes
persons though to be smugglers, many of whom are lawfully in the United States.
[Footnote
10] The Sarita checkpoint is operated a comparable proportion of the time.
"Down" periods are caused by personnel shortages, weather conditions,
and - at San Clemente - peak traffic loads.
[Footnote
11] On the facts of the case, we concluded that the stop was impermissible
because reasonable suspicion was lacking.
[Footnote
12] The defendants argue at length that the public interest in maintaining
checkpoints is less than is asserted by the [428 U.S. 543, 557] Government
because the flow of illegal immigrants could be reduced by means other than
checkpoint operations. As one alternative they suggest legislation prohibiting
the knowing employment of illegal aliens. The logic of such elaborate less-restrictive-alternative
arguments could raise insuperable barriers to the exercise of virtually all
search-and-seizure powers. In any event, these arguments tend to go to the
general proposition that all traffic-checking procedures are impermissible, a
premise our previous cases reject. The defendants do not suggest persuasively
that the particular law enforcement needs served by checkpoints could be met
without reliance on routine checkpoint stops. Compare United States v.
Brignoni-Ponce, 422 U.S., at 883 (effectiveness of roving patrols not defeated
by reasonable suspicion requirement), with infra, this page.
[Footnote
13] The choice of checkpoint locations must be left largely to the discretion
of Border Patrol officials, to be exercised in accordance [428 U.S. 543, 560]
with statutes and regulations that may be applicable. See n. 15, infra. Many
incidents of checkpoint operation also must be committed to the discretion of
such officials. But see infra, at 565-566.
[Footnote
14] Stops for questioning, not dissimilar to those involved here, are used
widely at state and local levels to enforce laws regarding drivers' licenses,
safety requirements, weight limits, and similar matters. The fact that the
purpose of such laws is said to be administrative is of limited relevance in
weighing their intrusiveness on one's right to travel; and the logic of the
defendant's position, if realistically pursued, might prevent enforcement
officials from stopping motorists for questioning on these matters in the
absence of reasonable suspicion that a law was being violated. As [428 U.S.
543, 561] such laws are not before us, we intimate no view respecting them
other than to note that this practice of stopping automobiles briefly for
questioning has a long history evidencing its utility and is accepted by
motorists as incident to highway use.
[Footnote
15] As a judicial warrant authorized the Border Patrol to make routine stops at
the San Clemente checkpoint, the principal question addressed by the Court of
Appeals for the Ninth Circuit in No. 74-1560 was whether routine checkpoint
stops were constitutional when authorized by warrant. Cf. n. 5, supra. The
Court of Appeals held alternatively that a warrant never could authorize such
stops, 514 F.2d 308, 318 (1975), and that it was unreasonable to issue a
warrant authorizing routine stops at the San Clemente location. Id., at
321-322. In reaching the latter conclusion, the Court of Appeals relied on (i)
"the [low] frequency with which illegal aliens pass through the San Clemente
checkpoint," (ii) the distance of the checkpoint from the border, and
(iii) the interference with legitimate traffic. Ibid. We need not address these
holdings specifically, as we conclude that no warrant is needed. But we deem
the argument by the defendants in No. 74-1560 in support of the latter holding
to raise the question whether, even though a warrant is not required, it is
unreasonable to locate a checkpoint at San Clemente.
We
answer this question in the negative. As indicated above, the choice of
checkpoint locations is an administrative decision that must be left largely
within the discretion of the Border Patrol, see n. 13, supra; cf. Camara v.
Municipal Court, 387 U.S. 523, 538 (1967). We think the decision to locate a
checkpoint at San Clemente was reasonable. The location meets the criteria
prescribed by the Border Patrol to assure effectiveness, see supra, at 553, and
the evidence supports the view that the needs of law enforcement are furthered
by this location. The absolute number of apprehensions at the checkpoint is
high, see supra, at 554, confirming Border Patrol judgment that significant
numbers of illegal aliens [428 U.S. 543, 563] regularly use Interstate 5 at this
point. Also, San Clemente was selected as the location where traffic is
lightest between San Diego and Los Angeles, thereby minimizing interference
with legitimate traffic.
No
question has been raised about the reasonableness of the location of the Sarita
checkpoint.
[Footnote
16] The Government suggests that trained Border Patrol agents rely on factors
in addition to apparent Mexican ancestry when selectively diverting motorists.
Brief for United States in No. 75-5387, p. 9; see United States v. Brignoni-Ponce,
422 U.S., at 884-885. This assertion finds support in the record. Less than 1%
of the motorists passing the checkpoint are stopped for questioning, whereas
American citizens of Mexican ancestry and legally resident Mexican citizens
constitute a significantly larger proportion of the population of southern
California. The 1970 census figures, which may not fully reflect illegal
aliens, show the population of California to be approximately 19,958,000 of
whom some 3,102,000, or 16%, are Spanish-speaking or of Spanish surname. The
equivalent percentages for metropolitan San Diego and Los Angeles are 13% and
18% respectively. U.S. Department of Commerce, 1970 Census of Population, vol.
1, pt. 6, Tables 48, 140. If the statewide population ratio is applied to the
approximately 146,000 vehicles passing through the checkpoint during the eight
days surrounding the arrests in No. 74-1560, roughly 23,400 would be expected
to contain persons of Spanish or Mexican ancestry, yet only 820 were referred
to the secondary area. This appears to refute any suggestion that the Border
Patrol relies extensively on apparent Mexican ancestry standing alone in
referring motorists to the secondary area.
[Footnote
17] Of the 820 vehicles referred to the secondary inspection area during the
eight days surrounding the arrests involved in No. 74-1560, roughly 20%
contained illegal aliens. Supra, at 554. Thus, to the extent that the Border
Patrol relies on apparent Mexican ancestry at this checkpoint, see n. 16,
supra, that reliance clearly is relevant to the law enforcement need to be
served. Cf. United States v. Brignoni-Ponce, supra, at 886-887, where we noted
that "[t]he likelihood that any given person of Mexican ancestry is an
alien is high enough to make Mexican appearance a relevant factor . . .,"
although we held that apparent Mexican ancestry by itself could not create the
reasonable suspicion required for a roving-patrol stop. Different
considerations would arise if, for example, reliance were put on apparent Mexican
ancestry at a checkpoint operated near the Canadian border.
[Footnote
18] There also is some support for a warrant requirement in the concurring and
dissenting opinions in Almeida-Sanchez v. United States, 413 U.S. 266 (1973),
which commanded the votes of five Justices. See id., at 283-285 (POWELL, J.,
concurring); id., at 288 (WHITE, J., dissenting). The burden of these opinions,
however, was that an "area" warrant could serve as a substitute for
the individualized probable cause to search that otherwise was necessary to
sustain roving-patrol searches. As particularized suspicion is not necessary
here, the warrant function discussed in Almeida-Sanchez is not an issue in
these cases.
[Footnote
19] MR. JUSTICE BRENNAN'S dissenting opinion reflects unwarranted concern in
suggesting that today's decision marks a radical new intrusion on citizens'
rights: It speaks of the "evisceration of Fourth Amendment
protections," and states that the Court "virtually empties the
Amendment of its reasonableness requirement." Post, at 567, 568. Since
1952, Act of June 27, 1952, 66 Stat. 233, Congress has expressly authorized
persons believed to be aliens to be interrogated as to residence, and vehicles
"within a reasonable distance" from the border to be searched for
aliens. See n. 8, supra. The San Clemente checkpoint has been operating at or
near its present location throughout the intervening 24 years. Our prior cases
have limited significantly the reach of this congressional authorization,
requiring probable cause for any vehicle search in the interior and reasonable
suspicion for inquiry stops by roving patrols. See supra, at 555-556. Our
holding today, approving routine stops for brief questioning (a type of stop
familiar to all motorists) is confined to permanent checkpoints. We understand,
of course, that neither longstanding congressional authorization nor widely
prevailing practice justifies a constitutional violation. We do suggest,
however, that against this background and in the context of our recent
decisions, the rhetoric of the dissent reflects unjustified concern.
The
dissenting opinion further warns:
"Every
American citizen of Mexican ancestry and every Mexican alien lawfully in this
country must know after today's decision that [428 U.S. 543, 567] he travels
the fixed checkpoint highways at [his] risk . . . ." Post, at 572.
For
the reason stated in n. 16, supra, this concern is misplaced. Moreover, upon a
proper showing, courts would not be powerless to prevent the misuse of
checkpoints to harass those of Mexican ancestry.
MR.
JUSTICE BRENNAN, with whom MR. JUSTICE MARSHALL joins, dissenting.
Today's
decision is the ninth this Term marking the continuing evisceration of Fourth
Amendment protections against unreasonable searches and seizures. Early in the
Term, Texas v. White, 423 U.S. 67 (1975), permitted the warrantless search of
an automobile in police custody despite the unreasonableness of the custody
[428 U.S. 543, 568] and opportunity to obtain a warrant. United States v.
Watson, 423 U.S. 411 (1976), held that regardless of whether opportunity exists
to obtain a warrant, an arrest in a public place for a previously committed
felony never requires a warrant, a result certainly not fairly supported by
either history or precedent. See id., at 433 (MARSHALL, J., dissenting). United
States v. Santana, 427 U.S. 38 (1976), went further and approved the
warrantless arrest for a felony of a person standing on the front porch of her
residence. United States v. Miller, 425 U.S. 435 (1976), narrowed the Fourth
Amendment's protection of privacy by denying the existence of a protectible
interest in the compilation of checks, deposit slips, and other records
pertaining to an individual's bank account. Stone v. Powell, ante, p. 465,
precluded the assertion of Fourth Amendment claims in federal collateral relief
proceedings. United States v. Janis, ante, p. 433, held that evidence
unconstitutionally seized by a state officer is admissible in a civil
proceeding by or against the United States. South Dakota v. Opperman, ante, p.
364, approved sweeping inventory searches of automobiles in police custody
irrespective of the particular circumstances of the case. Finally, in Andresen
v. Maryland, 427 U.S. 463 (1976), the Court, in practical effect, weakened the
Fourth Amendment prohibition against general warrants.
Consistent
with this purpose to debilitate Fourth Amendment protections, the Court's
decision today virtually empties the Amendment of its reasonableness
requirement by holding that law enforcement officials manning fixed checkpoint
stations who make standardless seizures of persons do not violate the
Amendment. This holding cannot be squared with this Court's recent decisions in
United States v. Ortiz, 422 U.S. 891 (1975); United States v. Brignoni-Ponce,
422 U.S. 873 (1975); [428 U.S. 543, 569] and Almeida-Sanchez v. United States,
413 U.S. 266 (1973). I dissent.
While
the requisite justification for permitting a search or seizure may vary in
certain contexts, compare Beck v. Ohio, 379 U.S. 89 (1964), with Terry v. Ohio,
392 U.S. 1 (1968), and Camara v. Municipal Court, 387 U.S. 523 (1967), even in
the exceptional situations permitting intrusions on less than probable cause,
it has long been settled that justification must be measured by objective
standards. Thus in the seminal decision justifying intrusions on
less-than-probable cause, Terry v. Ohio, supra, the Court said:
"The
scheme of the Fourth Amendment becomes meaningful only when it is assured that
at some point the conduct of those charged with enforcing the laws can be
subjected to the more detached, neutral scrutiny of a judge who must evaluate
the reasonableness of a particular search or seizure in light of the particular
circumstances. And in making that assessment it is imperative that the facts be
judged against an objective standard . . . . Anything less would invite
intrusions upon constitutionally guaranteed rights based on nothing more
substantial than inarticulate hunches, a result this Court has consistently
refused to sanction." 392 U.S., at 21-22 (emphasis added, footnote
omitted).
"This
demand for specificity in the information upon which police action is
predicated is the central teaching of this Court's Fourth Amendment
jurisprudence." 392 U.S., at 21 n. 18.
Terry
thus made clear what common sense teaches: Conduct, to be reasonable, must pass
muster under objective standards applied to specific facts.
We
are told today, however, that motorists without number may be individually
stopped, questioned, visually [428 U.S. 543, 570] inspected, and then further
detained without even a showing of articulable suspicion, see ante, at 547, let
alone the heretofore constitutional minimum of reasonable suspicion, a result
that permits search and seizure to rest upon "nothing more substantial
than inarticulate hunches." This defacement of Fourth Amendment
protections is arrived at by a balancing process that overwhelms the
individual's protection against unwarranted official intrusion by a
governmental interest said to justify the search and seizure. But that method
is only a convenient cover for condoning arbitrary official conduct, for the
governmental interests relied on as warranting intrusion here are the same as
those in Almeida-Sanchez and Ortiz, which required a showing of probable cause
for roving-patrol and fixed checkpoint searches, and Brignoni-Ponce, which
required at least a showing of reasonable suspicion based on specific
articulable facts to justify roving-patrol stops. Absent some difference in the
nature of the intrusion, the same minimal requirement should be imposed for
checkpoint stops.
The
Court assumes, and I certainly agree, that persons stopped at fixed
checkpoints, whether or not referred to a secondary detention area, are
"seized" within the meaning of the Fourth Amendment. Moreover, since
the vehicle and its occupants are subjected to a "visual inspection,"
the intrusion clearly exceeds mere physical restraint, for officers are able to
see more in a stopped vehicle than in vehicles traveling at normal speeds down
the highway. As the Court concedes, ante, at 558, the checkpoint stop involves
essentially the same intrusions as a roving-patrol stop, yet the Court provides
no principled basis for distinguishing checkpoint stops.
Certainly
that basis is not provided in the Court's reasoning that the subjective
intrusion here is appreciably less than in the case of a stop by a roving
patrol. [428 U.S. 543, 571] Brignoni-Ponce nowhere bases the requirement of
reasonable suspicion upon the subjective nature of the intrusion. In any event,
the subjective aspects of checkpoint stops, even if different from the
subjective aspects of roving-patrol stops, just as much require some principled
restraint on law enforcement conduct. The motorist whose conduct has been
nothing but innocent - and this is overwhelmingly the case - surely resents his
own detention and inspection. And checkpoints, unlike roving stops, detain
thousands of motorists, a dragnetlike procedure offensive to the sensibilities
of free citizens. Also, the delay occasioned by stopping hundreds of vehicles
on a busy highway is particularly irritating.
In
addition to overlooking these dimensions of subjective intrusion, the Court,
without explanation, also ignores one major source of vexation. In abandoning
any requirement of a minimum of reasonable suspicion, or even articulable
suspicion, the Court in every practical sense renders meaningless, as applied
to checkpoint stops, the Brignoni-Ponce holding that "standing alone
[Mexican appearance] does not justify stopping all Mexican-Americans to ask if
they are aliens."1 422 Page 572 U.S., at 887. Since the objective is
almost entirely the Mexican illegally in the country, checkpoint officials,
uninhibited by any objective standards and therefore free to stop any or all
motorists without explanation or excuse, wholly on whim, will perforce target
motorists of Mexican appearance. The process will then inescapably discriminate
against citizens of Mexican ancestry and Mexican aliens lawfully in this
country for no other reason than that they unavoidably possess the same
"suspicious" physical and grooming characteristics of illegal Mexican
aliens.
Every
American citizen of Mexican ancestry and every Mexican alien lawfully in this
country must know after today's decision that he travels the fixed checkpoint
highways at the risk of being subjected not only to a stop, but also to
detention and interrogation, both prolonged and to an extent far more than for
non-Mexican appearing motorists. To be singled out for referral and to be
detained and interrogated must be upsetting to any motorist. One wonders what
actual experience supports my Brethren's conclusion that referrals "should
not be frightening or offensive because of their public and relatively routine nature."
Ante, at 560.2 In point of fact, referrals, [428 U.S. 543, 573] viewed in
context, are not relatively routine; thousands are otherwise permitted to pass.
But for the arbitrarily selected motorists who must suffer the delay and
humiliation of detention and interrogation, the experience can obviously be
upsetting.3 And that experience is particularly vexing for the motorist of
Mexican ancestry who is selectively referred, knowing that the officers' target
is the Mexican alien. That deep resentment will be stirred by a sense of unfair
discrimination is not difficult to foresee.4 [428 U.S. 543, 574]
In
short, if a balancing process is required, the balance should be struck, as in
Brignoni-Ponce, to require that Border Patrol officers act upon at least
reasonable suspicion in making checkpoint stops. In any event, even if a
different balance were struck, the Court cannot, without ignoring the Fourth
Amendment requirement of reasonableness, justify wholly unguided seizures by
officials manning the checkpoints. The Court argues, however, that
practicalities necessitate otherwise: "A requirement that stops on major
routes inland always be based on reasonable suspicion would be impractical
because the flow of traffic tends to be too heavy to allow the particularized
study of a given car that would enable it to be identified as a possible
carrier of illegal aliens." Ante, at 557.
As
an initial matter, whatever force this argument may have, it cannot apply to
the secondary detentions that occurred in No. 74-1560. Once a vehicle has been
slowed and observed at a checkpoint, ample opportunity [428 U.S. 543, 575]
exists to formulate the reasonable suspicion which, if it actually exists,
would justify further detention. Indeed, though permitting roving stops based
on reasonable suspicion, Brignoni-Ponce required that "any further
detention or search must be based on [the greater showing of] consent or
probable cause." 422 U.S., at 882. The Court today, however, does not
impose a requirement of even reasonable suspicion for these secondary stops.
The
Court's rationale is also not persuasive because several of the factors upon
which officers may rely in establishing reasonable suspicion are readily
ascertainable, regardless of the flow of traffic. For example, with checkpoint
stops as with roving-patrol stops, "[a]spects of the vehicle itself may
justify suspicion." Id., at 885. Thus it is relevant that the vehicle is a
certain type of station wagon, appears to be heavily loaded, contains an
extraordinary number of persons, or contains persons trying to hide. See ibid.
If such factors are satisfactory to permit the imposition of a
reasonable-suspicion requirement in the more demanding circumstances of a
roving patrol, where officers initially deal with a vehicle traveling, not at a
crawl, but at highway speeds, they clearly should suffice in the circumstances
of a checkpoint stop.
Finally,
the Court's argument fails for more basic reasons. There is no principle in the
jurisprudence of fundamental rights which permits constitutional limitations to
be dispensed with merely because they cannot be conveniently satisfied.
Dispensing with reasonable suspicion as a prerequisite to stopping and
inspecting motorists because the inconvenience of such a requirement would make
it impossible to identify a given car as a possible carrier of aliens is no
more justifiable than dispensing with probable cause as prerequisite to the
search of an individual because the inconvenience of [428 U.S. 543, 576] such a
requirement would make it impossible to identify a given person in a high-crime
area as a possible carrier of concealed weapons. "The needs of law
enforcement stand in constant tension with the Constitution's protections of
the individual against certain exercises of official power. It is precisely the
predictability of these pressures that counsels a resolute loyalty to
constitutional safeguards." Almeida-Sanchez v. United States, 413 U.S., at
273.
The
Court also attempts to justify its approval of standardless conduct on the
ground that checkpoint stops "involve less discretionary enforcement
activity" than roving stops. Ante, at 559. This view is at odds with its
later more revealing statement that "officers must have wide discretion in
selecting the motorists to be diverted for the brief questioning
involved." Ante, at 564. Similarly unpersuasive is the statement that
"since field officers may stop only those cars passing the checkpoint,
there is less room for abusive or harassing stops of individuals than there was
in the case of roving-patrol stops." Ante, at 559.5 The Fourth Amendment
standard [428 U.S. 543, 577] of reasonableness admits of neither intrusion at
the discretion of law enforcement personnel nor abusive or harassing stops,
however infrequent. Action based merely on whatever may pique the curiosity of
a particular officer is the antithesis of the objective standards requisite to
reasonable conduct and to avoiding abuse and harassment. Such action, which the
Court now permits, has expressly been condemned as contrary to basic Fourth
Amendment principles. Certainly today's holding is far removed from the
proposition emphatically affirmed in United States v. United States District
Court, 407 U.S. 297, 317 (1972), that "those charged with . . .
investigative and prosecutorial duty should not be the sole judges of when to
utilize constitutionally sensitive means in pursuing their tasks. The
historical judgment, which the Fourth Amendment accepts, is that unreviewed
executive discretion may yield too readily to pressures to obtain incriminating
evidence and overlook potential invasions of privacy . . . ." Indeed, it
is far removed from the even more recent affirmation that "the central
concern of the Fourth Amendment is to protect liberty and privacy from
arbitrary and oppressive interference by government officials." United
States v. Ortiz, 422 U.S., at 895.6 [428 U.S. 543, 578]
The
cornerstone of this society, indeed of any free society, is orderly procedure.
The Constitution, as originally adopted, was therefore, in great measure, a procedural
document. For the same reasons the drafters of the Bill of Rights largely
placed their faith in procedural limitations on government action. The Fourth
Amendment's requirement that searches and seizures be reasonable enforces this
fundamental understanding in erecting its buffer against the arbitrary
treatment of citizens by government. But to permit, as the Court does today,
police discretion to supplant the objectivity of reason and, thereby,
expediency to reign in the place of order, is to undermine Fourth Amendment
safeguards and threaten erosion of the cornerstone of our system of a
government, for, as Mr. Justice Frankfurter reminded us, "[t]he history of
American freedom is, in no small measure, the history of procedure."
Malinski v. New York, 324 U.S. 401, 414 (1945).
[Footnote
1] Brignoni-Ponce, which involved roving-patrol stops, said:
"[Mexican
ancestry] alone would justify neither a reasonable belief that they were
aliens, nor a reasonable belief that the car concealed other aliens who were
illegally in the country. Large numbers of native-born and naturalized citizens
have the physical characteristics identified with Mexican ancestry, and even in
the border area a relatively small proportion of them are aliens. The
likelihood that any given person of Mexican ancestry is an alien is high enough
to make Mexican appearance a relevant factor, but standing alone it does not
justify stopping all Mexican-Americans to ask if they are aliens." 422
U.S., at 886-887 (footnote omitted).
Today
we are told that secondary referrals may be based on criteria that would not
sustain a roving-patrol stop, and specifically that such referrals may be based
largely on Mexican ancestry. Ante, at 563. Even if the difference between
Brignoni-Ponce and [428 U.S. 543, 572] this decision is only a matter of
degree, we are not told what justifies the different treatment of Mexican
appearance or why greater emphasis is permitted in the less demanding
circumstances of a checkpoint. That law in this country should tolerate use of
one's ancestry as probative of possible criminal conduct is repugnant under any
circumstances.
[Footnote
2] The Court's view that "selective referrals - rather than questioning
the occupants of every car - tend to advance some Fourth Amendment interests by
minimizing the intrusion on the general motoring public," ante, at 560,
stands the Fourth Amendment on its head. The starting point of this view is the
unannounced assumption that intrusions are generally permissible; hence, any
minimization of intrusions serves Fourth Amendment interests. Under the Fourth
Amendment, however, the status quo is nonintrusion, for as [428 U.S. 543, 573]
a general matter, it is unreasonable to subject the average citizen or his
property to search or seizure. Thus, minimization of intrusion only lessens the
aggravation to Fourth Amendment interest; it certainly does not further those
interests.
[Footnote
3] United States v. Ortiz, 422 U.S. 891 (1975), expressly recognized that such
selectivity is a source of embarrassment: "Nor do checkpoint procedures
significantly reduce the likelihood of embarrassment. Motorists whose cars are
searched, unlike those who are only questioned, may not be reassured by seeing
that the Border Patrol searches other cars as well." Id., at 895.
[Footnote
4] Though today's decision would clearly permit detentions to be based solely
on Mexican ancestry, the Court takes comfort in what appears to be the Border
Patrol practice of not relying on Mexican ancestry standing alone in referring
motorists for secondary detentions. Ante, at 563 n. 16. See also ante, at
566-567, n. 19. Good faith on the part of law enforcement officials, however,
has never sufficed in this tribunal to substitute as a safeguard for personal
freedoms or to remit our duty to effectuate constitutional guarantees. Indeed,
with particular regard to the Fourth Amendment, Terry v. Ohio, 392 U.S. 1, 22
(1968), held that "simple `"good faith on the part of the arresting
officer is not enough." . . . If subjective good faith alone were the
test, the protections of the Fourth Amendment would evaporate, and the people
would be "secure in their persons, houses, papers, and effects," only
in the discretion of the police.' Beck v. Ohio, [379 U.S. 89,] 97 1964.."
Even
if good faith is assumed, the affront to the dignity of American citizens of
Mexican ancestry and Mexican aliens lawfully within the country is in no way
diminished. The fact still remains that people of Mexican ancestry are targeted
for examination at [428 U.S. 543, 574] checkpoints and that the burden of
checkpoint intrusions will lie heaviest on them. That, as the Court observes,
ante, at 563 n. 16, "[l]ess than 1% of the motorists passing the
checkpoint are stopped for questioning," whereas approximately 16% of the
population of California is Spanish-speaking or of Spanish surname, has little
bearing on this point - or, for that matter, on the integrity of Border Patrol
practices. There is no indication how many of the 16% have physical and
grooming characteristics identifiable as Mexican. There is no indication what
portion of the motoring public in California is of Spanish or Mexican ancestry.
Given the socioeconomic status of this portion, it is likely that the figure is
significantly less than 16%. Neither is there any indication that those of
Mexican ancestry are not subjected to lengthier initial stops than others, even
if they are not secondarily detained. Finally, there is no indication of the
ancestral makeup of the 1% who are referred for secondary detention. If, as is
quite likely the case, it is overwhelmingly Mexican, the sense of
discrimination which will be felt is only enhanced.
[Footnote
5] As an empirical proposition, this observation is hardly self-evident. No
small number of vehicles pass through a checkpoint. Indeed, better than 1,000
pass through the San Clemente checkpoint during each hour of operation. Ante,
at 554. Thus there is clearly abundant opportunity for abuse and harassment at
checkpoints through lengthier detention and questioning of some individuals or
arbitrary secondary detentions. Such practices need not be confined to those of
Mexican ancestry. And given that it is easier to deal with a vehicle which has
already been slowed than it is to observe and then chase and apprehend a vehicle
travelling at highway speeds, if anything, there is more, not less, room for
abuse or harassment at checkpoints. Indeed, in Ortiz, the Court was "not
persuaded that the checkpoint limits to any meaningful extent the officer's
discretion to select cars for search." 422 U.S., at 895. A fortiori,
discretion can be no more limited simply because the activity is detention or
questioning rather than searching.
[Footnote
6] Camara v. Municipal Court, 387 U.S. 523 (1967), does not support the Court's
result. Contrary to the Court's characterization, ante, at 561, the searches
condoned there were not "routine intrusions." The Court required that
administrative searches proceed according to reasonable standards satisfied
with respect to each particular dwelling searched. 387 U.S., at 538. The search
of any dwelling at the whim of administrative personal was not permitted. The
Court, however, imposes no such standards today. Instead, any vehicle and its
passengers are subject to detention at a fixed checkpoint, and "no
particularized reason need exist to justify" the detention. Ante, at 563.
To paraphrase an apposite observation by the Court in Almeida-Sanchez v. United
States, 413 U.S. 266, 270 (1973), "[checkpoints] thus embodied precisely
the [428 U.S. 543, 578] evil the Court saw in Camara when it insisted that the
`discretion of the official in the field' be circumscribed . . . ." [428
U.S. 543, 579]