CESAR ROBERTO FIERRO,
Petitioner-Appellant,
versus
GARY
L. JOHNSON, Director,
Texas
Department of Criminal
Justice, Institutional Division,
Respondent-Appellee.
No. 98-50562
IN THE UNITED
STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT
_________________________________________________________________
Appeal from
the United States District Court for the Western District of Texas
_________________________________________________________________
November 23, 1999
Before KING, Chief Judge, JOLLY, and WIENER, Circuit
Judges.
E. GRADY JOLLY, Circuit Judge:
Cesar Roberto Fierro, a death row inmate, has been
here before. Fierro has been awaiting execution for over nineteen years after
having been convicted of capital murder and sentenced to death for the murder
of a taxi driver in El Paso, Texas. He has petitioned the federal courts for a
writ of habeas corpus three times, and his fourth petition--which we
authorized--is now pending in the district court.
Today he comes to our court to challenge the
district court's denial of his motion to vacate its earlier judgment denying
his petition for habeas relief. Fierro argues that because of the discovery of
certain evidence, it is now indisputable that his confession was involuntary
and that police officers committed perjury in obtaining his conviction. He
argues that the earlier judgment of the federal court denying habeas relief was
obtained by fraud on the court and that the judgment should therefore be
vacated. For the reasons stated below, we affirm the judgment of the district
court refusing to set aside its earlier judgment denying habeas relief.
I
The facts underlying today's appeal have been
reported in several published opinions. See Ex Parte Fierro, 934
S.W.2d 370 (Tex. Crim. App. 1996) (en banc); Fierro v. State, 706 S.W.2d 310
(Tex. Crim. App. 1986) (en banc); Fierro v. Lynaugh, 879 F.2d 1276 (5th Cir.
1989). We will
not burden the federal reporters with another lengthy recitation. The
procedural history of this case, however, requires thorough consideration for
our purposes today.
Prior to Fierro's trial for murder in the Texas
state court in 1980, Fierro moved the trial court to suppress his confession
statement. He argued that the police coerced him into giving the confession by
telling him that his parents were in a Mexican jail and that they would remain
there until he confessed. The state court held a suppression hearing at which
Officer Medrano--the officer who took Fierro's confession--testified. At this
hearing, Medrano testified that he did not have any information of Fierro's
parents being held in custody. Fierro, 706 S.W.2d at 315. Another officer testified
that Fierro was not threatened and that he gave the confession freely. Id.
Fierro also testified at the hearing and contradicted the testimony of the two
officers with his own version of the facts. Id. at 316. After hearing this
testimony, the trial court decided to allow the confession into evidence. The
arguments over the confession's voluntariness were also submitted to the jury
and rejected. Fierro was convicted and he appealed through the Texas court
system. His conviction and sentence were affirmed. The Texas Court of Criminal
Appeals explicitly approved of the trial court's determination that Fierro had
made his confession voluntarily. Id. at 316.
Fierro then sought a writ of habeas corpus in the
state and federal courts. He first filed a pro se petition in the federal
district court. The district court refused to grant the petition, and Fierro
then unsuccessfully sought relief in the state courts. We affirmed the denial
of his second federal petition for the writ in Fierro v. Lynaugh, 879 F.2d 1276
(5th Cir. 1989). In our affirmance, we gave the state court findings of fact
their due presumption of correctness as directed by the federal habeas
statutory provisions and case law. See Fierro, 879 F.2d at 1279. Fierro then
sought certiorari in the Supreme Court. This petition was also denied. Fierro
v. Collins, 494 U.S. 1060 (1990). Fierro then filed a third federal habeas
petition. We affirmed the dismissal of this petition in an unpublished opinion.
Soon thereafter, in 1994, Fierro's attorney found what Fierro now argues is a
"smoking gun." Fierro's attorney discovered a "supplemental
police report" that "reflected that [Fierro's] parents were in the
custody of the Juarez police." Ex Parte Fierro, 934 S.W.2d at 371. Fierro
took this "new" evidence to the Texas Court of Criminal Appeals and
obtained a ruling ordering the trial court to conduct a hearing and to enter
findings of fact and conclusions of law addressing Fierro's allegations of
perjury.
After holding a hearing, the state trial court made
the following findings of fact:
1) That at the time of eliciting the Defendant's
confession, Det. Medrano (now deceased) did have information that the
Defendant's mother and stepfather had been taken into custody by the Juarez
police with the intent of holding them in order to coerce a confession from the
Defendant, contrary to said Det. Medrano's testimony at the pretrial
suppression hearing.
2) That the District Attorney's Office did not
withhold this Supplemental Offense Report from the attorneys for the Defendant.
3) That Det. Medrano presented false testimony
regarding the nature and extent of the cooperation between the El Paso police
and the Juarez police in this particular case, as it existed in 1979. There was
no evidence produced to show that such practices are still taking place.
See Ex parte Fierro, 934 S.W.2d at 371. The trial
judge concluded that Fierro should receive a new trial. The Texas Court of
Criminal Appeals disagreed. Although it accepted the trial court's findings of
fact, the appellate court denied any relief. The court held, under its harmless
error analysis, that "it is more probable than not that the outcome of
applicant's trial would have been the same absent the confession." Id. at
376. After this setback, Fierro again sought relief in federal court. On
November 11, 1997, the Fifth Circuit granted Fierro leave to file a successive
habeas petition. See 28 U.S.C. § 2244(b)(3).(1) Fierro then proceeded to
file the petition in the district court.
Along with this successive habeas petition, Fierro
also filed a motion requesting that the district court vacate its earlier
judgment denying his first habeas petition. In his motion, Fierro argued that
the district court had the authority to vacate its earlier judgment under (1) its
"inherent equitable powers," (2) Fed. R. Civ. P. 60(b)(5), and (3)
Fed. R. Civ. P. 60(b)(6).(2) The district court denied this motion, relying on
our precedent holding that Rule 60(b) motions are to be treated as successive
habeas petitions. The district court then concluded that it had no jurisdiction
to consider the arguments in this motion because we had not authorized a
successive habeas petition on grounds stated in the motion. The successive
habeas petition (for which we gave authorization) remains pending in the
district court.
After having his motion denied, Fierro sought a
Certificate of Appealability ("COA") in our court, hoping to obtain
authorization for an appeal of the denial order. On October 20, 1998, we denied
the petition for a COA as unnecessary; we instructed Fierro that he did not
need to seek a COA to appeal the denial of his motion based on equitable
claims.(3) We also instructed the parties to brief the following issue:
Whether there exists an equitable remedy,
independent of 28 U.S.C. § 2244(b), which would allow a federal court to vacate
a fraudulently-obtained judgment in a prior federal habeas proceeding.
We have determined, however, that we need not
provide an answer to the question of whether the provisions of the Antiterrorism
and Effective Death Penalty Act of 1996 (the "AEDPA") preempt our use
of inherent powers in the context of a petition for a writ of habeas corpus.(4)
We do not need to answer the question because even if the AEDPA does not
foreclose the use of courts' inherent powers to vacate prior judgments, Fierro
has not met the standards for vacating a decision due to fraud on the federal
courts.
II
We begin our analysis by noting that according to 28
U.S.C. § 2244(b)(1), "[a] claim presented in a second or successive habeas
corpus application under section 2254 that was presented in a prior application
shall be dismissed." Fierro argued in a previous habeas petition, as he
does now, that his confession was not voluntary and it should not have been
admitted at his trial. Fierro's argument has not changed, but he now claims to
have new evidence that gives more credence to his previous argument. Thus, the
plain language of § 2244(b)(1) would bar any ruling in Fierro's favor upon a
Rule 60(b) motion if that motion is construed as a "second or successive
habeas corpus application."
Our own court and other circuit courts have decided
that Rule 60(b) motions should be construed as successive habeas petitions
governed by the AEDPA's provisions. See, e.g., United States v. Rich, 141 F.3d
550, 551-52 (5th Cir. 1998), cert. denied, 119 S.Ct. 1156 (1999); see also
Burris v. Parke, 130 F.3d 782, 783 (7th Cir. 1997) (Easterbrook, J.)
("Appellate courts agree that a post-judgment motion under Fed. R. Civ. P.
60(b) in the district court, or the equivalent motion in the court of
appeals--which is to say, a motion to recall the mandate--is a `second or
successive' application for purposes of § 2244(b)."). In Burris v. Parke,
130 F.3d 782 (7th Cir. 1997), the habeas petitioner asked the Seventh Circuit
to recall its mandate based on new testimonial evidence from a
neuropsychologist. The court rejected the request:
Burris wants us to recall our mandate to take a step
that every court of appeals that has addressed the subject believes forbidden
by § 2244(b): reassessing old theories in light of new evidence. A state
governor or clemency board may receive and act on such evidence; under
§ 2244(b), a federal court may not.
Id. at 785.
Fierro argues, however, that his "new"
evidence attacks the very integrity of the proceedings, both in the district
court and this court.(5) Thus, the question becomes whether we treat a Rule
60(b) motion as a successive habeas petition even when the arguments allege
that fraud on the court has occurred. Stated differently, can the court's
inherent powers save Fierro's Rule 60(b) motion from a quick dismissal under §
2244(b)(1)?(6)
It is exceedingly difficult to answer this question
because the search for an answer pits the clear statutory language (of
§ 2244(b)(1)) against long-established "inherent" powers of the
judiciary.(7) The Supreme Court has repeatedly held that federal courts possess
the inherent power "to vacate [their] own judgment[s] upon proof that a
fraud has been perpetrated upon the court." Chambers v. NASCO, Inc., 501
U.S. 32, 44 (1991) (citing Hazel-Atlas Glass Co. v. Hartford-Empire Co., 322
U.S. 238 (1944)).(8) The power to grant "[e]quitable relief against
fraudulent judgments is not of statutory creation." Hazel-Atlas, 322 U.S. at
248. This equitable power was "firmly established in English practice long
before the foundation of our Republic," id. at 244, and the power is
vested in courts by their very creation. See Chambers, 501 U.S. at 43-44. Cf.
id. at 58 (Scalia, J., dissenting) ("Some elements of th[e] inherent
authority are so essential to '[t]he judicial Power,' U.S. Const., art. III, §
1, that they are indefeasible . . .").(9)
Nevertheless, the Supreme Court's review of an
appellate court's use of its inherent powers in habeas cases is influenced by
"the statutory and jurisprudential limits applicable in habeas corpus
cases." Calderon v. Thompson, 118 S.Ct. 1489, 1499 (1998). "In light
of 'the profound societal costs that attend the exercise of habeas
jurisdiction,' we have found it necessary to impose significant limits on the
discretion of federal courts to grant habeas relief." Id. (citing Smith v.
Murry, 477 U.S. 527, 539, 106 S.Ct. 2661, 2668, 91 L.Ed.2d 434 (1996)).
"These limits reflect our enduring respect for the State's interest in the
finality of convictions that have survived direct review within the state court
system. . . . Finality is essential to both the retributive and the deterrent
function of criminal law." Thompson, 118 S.Ct. at 1500-01.
In Thompson, the Supreme Court held that the Ninth
Circuit abused its discretion in recalling its own mandate in a habeas case.
Id. at 1494. The case involved the appellate court's inherent power to recall
its own mandate, a power specifically recognized by the Supreme Court. Id. at
1498. It is important to note, however, that in discussing Thompson in the
context of today's case, Thompson did not concern the use of inherent powers to
correct a fraud upon the court. Instead, an en banc panel of the Ninth Circuit
recalled its mandate sua sponte because "the decision of the original
panel 'would [have led] to a miscarriage of justice.'" Id. at 1497
(quoting Thompson v. Calderon, 120 F.3d 1045, 1048 (9th Cir. 1997)).(10) The
Ninth Circuit exercised its inherent power to recall the mandate so that it
could reconsider the merits of the petitioner's first habeas petition.
Thompson, 118 S.Ct. at 1500. The court did not consider any evidence presented
in subsequent motions and petitions. Id.
In contrast to the situation faced by the Ninth Circuit,
we confront a case involving a prisoner's motion to vacate a judgment. With
respect to such a motion, the Thompson Court stated:
In a § 2254 case, a prisoner's motion to recall the
mandate on the basis of the merits of the underlying decision can be regarded
as a second or successive application for purposes of § 2244(b). Otherwise,
petitioners could evade the bar against relitigation of claims presented in a
prior application, § 2244(b)(1), or the bar against litigation of claims not
presented in a prior application, § 2244(b)(2). If the court grants such a
motion, its action is subject to AEDPA irrespective of whether the motion is
based on old claims (in which case § 2244(b)(1) would apply) or new ones (in
which case § 2244(b)(2) would apply).
Thompson, 118 S.Ct. at 1500. This language suggests
that a court's recall of its mandate in this case would be governed by
§ 2244(b) because the evidence supporting any relief would be
"new . . . evidence presented in [Fierro's] successive
application for habeas relief."(11) A straightforward application of the
Thompson rule, combined with a literal application 2244(b)(1), appears to leave
the court powerless to correct any ruling when (1) fraud on the court is
subsequently uncovered and (2) that fraud somehow interrelates with a habeas
claim previously presented.
On the other hand, perhaps the Supreme Court would
not apply the above general principles to Fierro's case. The Court qualified
its Thompson opinion with the following language:
We should be clear about the circumstances we
address in this case. . . . This [] is not a case of fraud upon the court,
calling into question the very legitimacy of the judgment. See Hazel-Atlas
Glass Co. v. Hartford-Empire Co., 322 U.S. 238 (1944).
Thompson, 118 S.Ct. at 1501-02. The Court thus
suggests that cases involving claims of fraud on the court may warrant
different treatment.
After reviewing the parties' arguments, we conclude
that we need not decide whether the provisions of AEDPA preempt, or otherwise
modify, courts' use of their inherent powers in habeas cases involving claims
of fraud on the court.
Even if an inherent power gives life to a challenge
that § 2244(b)(1) would otherwise forbid, Fierro's allegations do not support
the use of such an inherent power because he has failed to allege any facts
that would constitute a fraud on the federal courts.
III
A
Before analyzing Fierro's "fraud on the court"
argument as it applies to the federal district court and to this court, it is
important to state clearly the evidence that Fierro does, and does not, allege.
Consistent with the findings of the state courts, Fierro alleges that Officer
Medrano testified falsely at the suppression hearing in state court. Fierro
does not, however, allege that the prosecuting attorney knew that Medrano's
testimony was false. Most important to this appeal, Fierro does not allege that
the attorneys representing the Director of the Texas Department of Corrections
in these federal habeas proceedings had any knowledge that the subject
testimony was false. Furthermore, it is important to keep in mind that in
reviewing the district court's denial of the motion to vacate, we deal only
with allegations of fraud on the federal courts, not any fraud that may have
been perpetrated upon the state courts.(12) Thus we will consider only the
conduct of the relevant parties during the federal habeas proceedings.
Both parties cite our precedent in which we stated
the black letter
law for finding a fraud on the court:
To
establish fraud on the court, it is necessary to show an unconscionable plan or scheme
which is designed to improperly influence the court in its discretion.
Generally speaking, only the most egregious misconduct, such as bribery of a
judge or members of a jury, or the fabrication of evidence by a party in which
an attorney is implicated, will constitute a fraud on the court. Less egregious
misconduct, such as nondisclosure to the court of facts allegedly pertinent to
the matter before it, will not ordinarily rise to the level of fraud on the
court.
First Nat'l Bank of Louisville v. Lustig, 96 F.3d
1554, 1573 (5th Cir. 1996) (quotation marks and citations omitted).(13)
After noting this language, the arguments in the
state's and Fierro's briefs take predictable paths. The state essentially
argues that false testimony by a police officer (when the state's attorneys in
federal habeas proceedings are not aware of its false nature) amounts to
"nondisclosure to the court of facts allegedly pertinent to the matter
before it." As a result, such nondisclosure would not establish fraud on
the court. Fierro argues that the false testimony constitutes "fabrication
of evidence by a party in which an attorney is implicated." Although
Fierro does not argue that the state's attorneys knew about Officer Medrano's
false testimony, Fierro maintains that the state's attorneys--both the
prosecuting attorneys and the attorneys representing the Director of the Texas
Department of Corrections--are implicated because testifying officers and the
state's attorneys constitute the "prosecution team."
Our decision in Browning v. Navarro, 826 F.2d 335
(5th Cir. 1987), provides further guidance on the standard for considering
fraud upon the court. In Browning, this court analyzed two Supreme Court cases
dealing with "fraud on the court" actions: United States v.
Throckmorton, 98 U.S. 61 (1878), and Hazel-Atlas. The court summarized the
lessons of these two cases:
Throckmorton stands clearly for the proposition that
intrinsic fraud, that is, fraudulent evidence upon which a judgment is based,
is not grounds to set aside a judgment. It also makes clear that extrinsic
fraud, that is, fraud that was not the subject of the litigation, that infects
the actual judicial process, is grounds to set aside a judgment as procured by
fraud.(14) . . . Hazel-Atlas is to be read as an expansion of the limits set by
Throckmorton in attacking judgments generally . . . Hazel-Atlas allows a
judgment to be attacked on the basis of intrinsic fraud that results from
corrupt conduct by officers of the court.
Browning, 826 F.2d at 344 (footnotes omitted).
The allegedly false testimony of Officer Medrano
standing alone clearly constitutes intrinsic fraud and will be insufficient to
set the judgment aside.(15) Fierro's only hope to prove fraud sufficient to set
aside the federal judgment is to show that the unknowing reliance on Officer
Medrano's false testimony by the state's habeas attorney constitutes
"corrupt conduct by officers of the court."(16) Fierro notes that our
court recently stated that government prosecutors have constructive notice of a
police report that contradict the elicited testimony of a government witness.
Creel v. Johnson, 162 F.3d 385, 391 (5th Cir. 1998). Applying the rule in Creel
to his own case, Fierro argues that the state attorneys' conduct in the state
trial (and on appeal) was corrupt because of their constructive knowledge of a
police report that contradicted Medrano's testimony. This is only the first
step, however. To succeed in the federal court, Fierro asks us to extend the
rule in Creel to hold that attorneys representing the State Department of
Corrections in a federal habeas case have constructive notice of police reports
that contradict the elicited testimony of government witnesses at the trial.
Even if we accepted Fierro's argument that
prosecuting attorneys constructive knowledge of false testimony could satisfy
the requirement for a showing of fraud upon the court, we have no basis in law
or fact to extend such a theory to the state's habeas attorneys. Although the
prosecuting attorney and Officer Medrano might arguably be considered a
solitary prosecution unit, the relationship between Officer Medrano and the
state's attorneys in a federal habeas proceedings is too attenuated to allow
the necessary imputation.
The attorneys for the Texas Department of
Corrections in a federal habeas case do not act as prosecutors of the crime
investigated by the law enforcement officers. Prosecutors are actively involved
in trial preparation, production of evidence, examination of witnesses, and
evaluating the credibility of prosecution witnesses. Thus prosecutors work hand
in hand with the police in presenting the case before the courts. The attorneys
for the Director of Corrections, however, act in response to a petitioner's
charge of unlawful detention that usually centers around the larger questions
of the constitutionality of the judgments of the criminal courts. Although
these attorneys will undoubtedly point to the work of the prosecuting attorneys
to defend the petitioner's continuing detention, the Director's attorneys
neither work with the police in a common enterprise, nor are they in the
business of prosecuting crime. Lacking such a connection as part of a
prosecution team, any constructive knowledge of police reports that might be
imputed to the prosecutors cannot be imputed to the state's attorneys in a
federal habeas case.
B
Finally, we do recognize that Fierro argues that the
Texas Court of Criminal Appeals seriously erred in its ruling related to the state
trial court's finding that Officer Medrano gave false testimony. For example,
Fierro argues that the Texas court erred in its application of the harmless
error standard. For the federal courts to provide any relief based on these
arguments, however, Fierro must allege some violation of a federal right. Any
petition based on federal law will be governed by § 2244(b) as a
successive habeas petition. It is not appropriate for us to address these
arguments in an appeal from the denial of a motion to vacate an earlier
judgment. We therefore state no opinion as to the validity of any potential
constitutional challenges to his continued detention.
IV
For the foregoing reasons, the judgment of the
district court is
A F F I R M E D.
1. We stated in our order that [i]n addition to the
claim that an El Paso police officer gave perjured testimony at Fierro's
pretrial suppression hearing, Fierro is authorized to raise the related issue
whether the attorneys who represented Fierro at trial and on direct appeal were
ineffective for failing to discover the existence of the supplemental offense
report on which the claim of perjured testimony is based.
2. Fed. R. Civ. P. 60(b) states the following:
(b) Mistakes; Inadvertence; Excusable Neglect; Newly
Discovered Evidence; Fraud, Etc. On motion and upon such terms as are just, the
court may relieve a party or a party's legal representative from a final
judgment, order, or proceeding for the following reasons: (1) mistake,
inadvertence, surprise, or excusable neglect; (2) newly discovered evidence
which by due diligence could not have been discovered in time to move for a new
trial under Rule 59(b); (3) fraud (whether heretofore denominated intrinsic or
extrinsic), misrepresentation, or other misconduct of an adverse party; (4) the
judgment is void; (5) the judgment has been satisfied, released, or discharged,
or a prior judgment upon which it is based has been reversed or otherwise
vacated, or it is no longer equitable that the judgment should have prospective
application; or (6) any other reason justifying relief from the operation of
the judgment. The motion shall be made within a reasonable time, and for
reasons (1), (2), and (3) not more than one year after the judgment, order, or
proceeding was entered or taken. A motion under this subdivision (b) does not
affect the finality of a judgment or suspend its operation. This rule does not
limit the power of a court to entertain an independent action to relieve a
party from a judgment, order, or proceeding, or to grant relief to a defendant
not actually personally notified as provided in Title 28, U.S.C., § 1655, or to
set aside a judgment for fraud upon the court. Writs of coram nobis, coram
vobis, audita querela, and bills of review and bills in the nature of a bill of
review, are abolished, and the procedure for obtaining any relief from a
judgment shall be by motion as prescribed in these rules or by an independent
action.
3. Although Fierro still has a successive habeas
petition pending in the federal district court, the denial of Fierro's motion
to vacate is a final decision ripe for appeal. The motion to vacate was filed
in the case styled Fierro v. Lynaugh, No. EP-87-CA-377. The pending, successive
petition involves an independent proceeding under case No. EP-97-CA-480.
4. Issues relating to any other constitutional
challenges that Fierro might present must, of course, proceed through the
ordinary habeas procedures.
5. Fierro argues (1) that the district court should
have recalled the mandate in its judgment on his first habeas petition to that
court, and (2) that we should recall the mandate and vacate our opinion in
Fierro v. Lynaugh, 879 F.2d 1276 (5th Cir. 1989).
6. Only one circuit appears to have confronted this
issue. The Fourth Circuit addressed the question in an unpublished opinion. See
United States v. MacDonald, No. 97-7297, 1998 WL 637184 (4th Cir. Sept. 8,
1998). The court concluded that the AEDPA does not bar a Rule 60(b) motion
premised upon fraud on the court. Id. at *3. The court reached this conclusion,
in part, because "actions alleging fraud upon the court . . . attack the
validity of a prior judgment, based on the theory that 'a decision produced by
fraud on the court is not in essence a decision at all and never becomes
final.'" Id. (quoting 11 Wright and Miller, Federal Practice and Procedure
§ 2870 at 409 (1995) (quoting Kenner v. Commissioner of Internal Revenue, 387
F.2d 689, 691 (7th Cir. 1968)). The court also went on to conclude, however,
that the facts alleged did not constitute fraud on the court. MacDonald, 1998
WL 637184 at *3-6.
7. The lower federal courts were, of course, created
by acts of Congress. Congress may, therefore, be able to curtail any of the
inherent powers possessed by those courts that Congress creates. See Chambers
v. NASCO, Inc., 501 U.S. 32, 47 (1991).
8. The Chambers case dealt with the federal courts'
inherent power to impose sanctions for bad faith conduct. The court held that
Rule 11 does not displace the courts' inherent power to impose sanctions.
9. But see id. at 47 (with internal quotation marks
and citations omitted):
It is true that the exercise of the inherent power
of lower federal courts can be limited by statute and rule, for [t]hese courts
were created by act of Congress. Nevertheless, we do not lightly assume that
Congress has intended to depart from established principles such as the scope
of a court's inherent power.
10. The Ninth Circuit recalled its mandate 53 days
after the mandate had issued. Thompson, 118 S.Ct. at 1497.
11. This new evidence includes affidavits submitted
by various people as well as the state trial court's new findings of fact
(which are, of course, based on "new" evidence--i.e., oral testimony
as well as affidavits--produced since this court affirmed the denial of Fierro's
prior petition).
12. Fraud on state courts cannot be the basis of
habeas relief unless that fraud amounts to the denial of a federal right.
Sawyers v. Collins, 986 F.2d 1493, 1497 (5th Cir. 1993); citing Barefoot v.
Estelle, 463 U.S. 880, 893, 103 S.Ct. 3383, 3394, 77 L.Ed.2d 1090 (1983). No
such claim is made here.
13. Fierro relies heavily on two cases--Hazel-Atlas
and Rozier v. Ford Motor Co., 573 F.2d 1332 (5th Cir. 1978)--to construct what
he considers to be the elements of an action for "fraud on the
court." Direct reliance on these cases, however, is somewhat questionable.
The court in Rozier analyzed a motion brought under Rule 60(b)(3), not an
equitable action for fraud on the court. Furthermore, the Rozier court
explained at length that the requirements for a "fraud on the court"
action were more stringent than those for a Rule 60(b)(3) motion. Rozier, 573
F.2d at 1337-39; see also Great Coastal, 675 F.2d at 1356 ("fraud on the
court" concept "should be construed very narrowly," otherwise the
concept could "easily overwhelm the specific provision of 60(b)(3) and its
time limitation and thereby subvert the balance of equities contained in the
Rule"); Gleason v. Jandrucko, 860 F.2d 556, 558 (2d Cir. 1988) (stating
that "fraud on the court" action is narrower in scope than Rule
60(b)(3)). Fierro does not, and could not, base his argument on Rule 60(b)(3).
That provision includes a one-year statute of limitations:
On motion and upon such terms as are just, the court
may relieve a party or a party's legal representative from a final judgment,
order, or proceeding for the following reasons: . . . (3) fraud (whether
heretofore denominated intrinsic or extrinsic), misrepresentation, or other
misconduct of an adverse party . . . The motion shall be made . . . not more
than one year after the judgment, order or proceeding was entered or taken. . .
.
Fierro presented his Rule 60(b) motion to the
district court more than ten years after the district court's judgment from
which Fierro seeks relief.
Aside from Rozier, Fierro's reliance on
Hazel-Atlas--without alluding to our subsequent case law interpreting that
decision--is questionable; our court has interpreted Hazel-Atlas in the light
of other Supreme Court and sister circuit precedent. See especially Browning v.
Navarro, 826 F.2d 335, 342-45 (5th Cir. 1987). In Browning, we thoroughly
reviewed Supreme Court precedent in an effort to define "judgment procured
by fraud." Fierro's briefs do not contain a whisper of Browning.
14. See also Browning, 826 F.2d at 343
("According to Justice Miller's reasoning [in Throckmorton], in order to
collaterally attack the judgment, it must have been obtained by fraud, as
distinguished from having been based on fraud.").
15. See Browning, 826 F.2d at 344 n.11 (noting that
some commentators have criticized the intrinsic/extrinsic distinction);
Gleason, 860 F.2d at 560 (refusing to recognize the intrinsic/extrinsic
distinction as a factor in analyzing a "fraud on the court" action).
16. In a footnote, the Browning court stated that
"[t]he courts have uniformly held that perjury of a single witness, false
evidence (in the absence of attorney involvement) or mere nondisclosure are
insufficient to establish fraud upon the court." Browning, 826 F.2d at 344
n.12.